Filed: 8/10/2023ACC: 0001461539-23-000003
📋 What this filing means
TD AMERITRADE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 547 equity positions with a total reported market value of $9.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
547
Positions
$9.40M
Total AUM (reported)
131.42M
Total Shares
Allocation by class
CORE US AGGBD ET$1.49M15.8%
CORE S&P TTL STK$1.45M15.4%
FTSE DEV MKT ETF$1.09M11.6%
VALUE ETF$445.9K4.7%
FTSE EMR MKT ETF$399.0K4.2%
SHORT TRM BOND$328.3K3.5%
TOTAL BND MRKT$302.1K3.2%
Portfolio Concentration
Top 3$4.03M42.9%
4–10$2.17M23.1%
11–25$1.71M18.2%
Rest$1.49M15.9%
Top 3 weight
42.9%
Top 10 weight
65.9%
Voting Authority Distribution
Total shares with voting rights: 131.42M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
131.42M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole114
Shared0
Other433
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings547
Rows:
ISHARES TR
SOLEShares15.19M
TypeSH
Market value$1.49M
15.83%
Sole
0.00
Shared
0.00
None
15.19M
ISHARES TR
SOLEShares14.83M
TypeSH
Market value$1.45M
15.44%
Sole
0.00
Shared
0.00
None
14.83M
VANGUARD TAX-MANAGED INTL FD
SOLEShares23.63M
TypeSH
Market value$1.09M
11.61%
Sole
0.00
Shared
0.00
None
23.63M
VANGUARD INDEX FDS
SOLEShares3.14M
TypeSH
Market value$445.9K
4.74%
Sole
0.00
Shared
0.00
None
3.14M
VANGUARD INTL EQUITY INDEX F
SOLEShares9.81M
TypeSH
Market value$399.0K
4.24%
Sole
0.00
Shared
0.00
None
9.81M
VANGUARD BD INDEX FD INC
SOLEShares4.34M
TypeSH
Market value$328.3K
3.49%
Sole
0.00
Shared
0.00
None
4.34M
VANGUARD BD INDEX FD INC
SOLEShares4.16M
TypeSH
Market value$302.1K
3.21%
Sole
0.00
Shared
0.00
None
4.16M
ISHARES TR
SOLEShares3.64M
TypeSH
Market value$245.8K
2.61%
Sole
0.00
Shared
0.00
None
3.64M
VANGUARD INDEX FDS
SOLEShares844.28K
TypeSH
Market value$238.9K
2.54%
Sole
0.00
Shared
0.00
None
844.28K
ISHARES TR
SOLEShares5.93M
TypeSH
Market value$209.5K
2.23%
Sole
0.00
Shared
0.00
None
5.93M
SPDR SER TR
SOLEShares5.73M
TypeSH
Market value$184.1K
1.96%
Sole
0.00
Shared
0.00
None
5.73M
VANGUARD INDEX FDS
SOLEShares800.14K
TypeSH
Market value$176.2K
1.87%
Sole
0.00
Shared
0.00
None
800.14K
VANGUARD SCOTTSDALE FDS
SOLEShares2.58M
TypeSH
Market value$151.3K
1.61%
Sole
0.00
Shared
0.00
None
2.58M
ISHARES TR
SOLEShares1.45M
TypeSH
Market value$125.4K
1.33%
Sole
0.00
Shared
0.00
None
1.45M
VANGUARD INDEX FDS
SOLEShares881.72K
TypeSH
Market value$122.0K
1.30%
Sole
0.00
Shared
0.00
None
881.72K
VANGUARD SCOTTSDALE FDS
SOLEShares1.45M
TypeSH
Market value$109.9K
1.17%
Sole
0.00
Shared
0.00
None
1.45M
ISHARES TR
SOLEShares664.82K
TypeSH
Market value$107.2K
1.14%
Sole
0.00
Shared
0.00
None
664.82K
ISHARES INC
SOLEShares1.97M
TypeSH
Market value$96.9K
1.03%
Sole
0.00
Shared
0.00
None
1.97M
ISHARES TR
SOLEShares393.33K
TypeSH
Market value$95.4K
1.02%
Sole
0.00
Shared
0.00
None
393.33K
ISHARES TR
SOLEShares1.17M
TypeSH
Market value$94.9K
1.01%
Sole
0.00
Shared
0.00
None
1.17M
VANGUARD INDEX FDS
SOLEShares411.69K
TypeSH
Market value$90.7K
0.96%
Sole
0.00
Shared
0.00
None
411.69K
VANGUARD BD INDEX FD INC
SOLEShares1.20M
TypeSH
Market value$90.2K
0.96%
Sole
0.00
Shared
0.00
None
1.20M
VANGUARD MALVERN FDS
SOLEShares1.90M
TypeSH
Market value$89.9K
0.96%
Sole
0.00
Shared
0.00
None
1.90M
SELECT SECTOR SPDR TR
SOLEShares516.78K
TypeSH
Market value$89.8K
0.96%
Sole
0.00
Shared
0.00
None
516.78K
ISHARES TR
SOLEShares617.92K
TypeSH
Market value$87.0K
0.93%
Sole
0.00
Shared
0.00
None
617.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE US AGGBD ET | 15.19M | SH | $1.49M 15.83% | 0.00 | 0.00 | 15.19M |
ISHARES TRSOLE | CORE S&P TTL STK | 14.83M | SH | $1.45M 15.44% | 0.00 | 0.00 | 14.83M |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 23.63M | SH | $1.09M 11.61% | 0.00 | 0.00 | 23.63M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 3.14M | SH | $445.9K 4.74% | 0.00 | 0.00 | 3.14M |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 9.81M | SH | $399.0K 4.24% | 0.00 | 0.00 | 9.81M |
VANGUARD BD INDEX FD INCSOLE | SHORT TRM BOND | 4.34M | SH | $328.3K 3.49% | 0.00 | 0.00 | 4.34M |
VANGUARD BD INDEX FD INCSOLE | TOTAL BND MRKT | 4.16M | SH | $302.1K 3.21% | 0.00 | 0.00 | 4.16M |
ISHARES TRSOLE | CORE MSCI EAFE | 3.64M | SH | $245.8K 2.61% | 0.00 | 0.00 | 3.64M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 844.28K | SH | $238.9K 2.54% | 0.00 | 0.00 | 844.28K |
ISHARES TRSOLE | BROAD USD HIGH | 5.93M | SH | $209.5K 2.23% | 0.00 | 0.00 | 5.93M |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 5.73M | SH | $184.1K 1.96% | 0.00 | 0.00 | 5.73M |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 800.14K | SH | $176.2K 1.87% | 0.00 | 0.00 | 800.14K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 2.58M | SH | $151.3K 1.61% | 0.00 | 0.00 | 2.58M |
ISHARES TRSOLE | JPMORGAN USD EMG | 1.45M | SH | $125.4K 1.33% | 0.00 | 0.00 | 1.45M |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 881.72K | SH | $122.0K 1.30% | 0.00 | 0.00 | 881.72K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 1.45M | SH | $109.9K 1.17% | 0.00 | 0.00 | 1.45M |
ISHARES TRSOLE | S&P 500 VAL ETF | 664.82K | SH | $107.2K 1.14% | 0.00 | 0.00 | 664.82K |
ISHARES INCSOLE | CORE MSCI EMKT | 1.97M | SH | $96.9K 1.03% | 0.00 | 0.00 | 1.97M |
ISHARES TRSOLE | RUS 2000 GRW ETF | 393.33K | SH | $95.4K 1.02% | 0.00 | 0.00 | 393.33K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 1.17M | SH | $94.9K 1.01% | 0.00 | 0.00 | 1.17M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 411.69K | SH | $90.7K 0.96% | 0.00 | 0.00 | 411.69K |
VANGUARD BD INDEX FD INCSOLE | LONG TERM BOND | 1.20M | SH | $90.2K 0.96% | 0.00 | 0.00 | 1.20M |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 1.90M | SH | $89.9K 0.96% | 0.00 | 0.00 | 1.90M |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 516.78K | SH | $89.8K 0.96% | 0.00 | 0.00 | 516.78K |
ISHARES TRSOLE | RUS 2000 VAL ETF | 617.92K | SH | $87.0K 0.93% | 0.00 | 0.00 | 617.92K |
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