Filed: 5/15/2023ACC: 0001461539-23-000002
📋 What this filing means
TD AMERITRADE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 597 equity positions with a total reported market value of $9.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
597
Positions
$9.75M
Total AUM (reported)
140.38M
Total Shares
Allocation by class
CORE US AGGBD ET$1.55M15.9%
CORE S&P TTL STK$1.42M14.6%
FTSE DEV MKT ETF$1.07M11.0%
VALUE ETF$454.7K4.7%
FTSE EMR MKT ETF$415.4K4.3%
SHORT TRM BOND$360.1K3.7%
TOTAL BND MRKT$313.4K3.2%
Portfolio Concentration
Top 3$4.04M41.5%
4–10$2.23M22.9%
11–25$1.87M19.2%
Rest$1.60M16.4%
Top 3 weight
41.5%
Top 10 weight
64.4%
Voting Authority Distribution
Total shares with voting rights: 140.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
140.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole116
Shared0
Other481
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings597
Rows:
ISHARES TR
SOLEShares15.54M
TypeSH
Market value$1.55M
15.88%
Sole
0.00
Shared
0.00
None
15.54M
ISHARES TR
SOLEShares15.71M
TypeSH
Market value$1.42M
14.59%
Sole
0.00
Shared
0.00
None
15.71M
VANGUARD TAX-MANAGED INTL FD
SOLEShares23.77M
TypeSH
Market value$1.07M
11.02%
Sole
0.00
Shared
0.00
None
23.77M
VANGUARD INDEX FDS
SOLEShares3.29M
TypeSH
Market value$454.7K
4.66%
Sole
0.00
Shared
0.00
None
3.29M
VANGUARD INTL EQUITY INDEX F
SOLEShares10.28M
TypeSH
Market value$415.4K
4.26%
Sole
0.00
Shared
0.00
None
10.28M
VANGUARD BD INDEX FD INC
SOLEShares4.71M
TypeSH
Market value$360.1K
3.69%
Sole
0.00
Shared
0.00
None
4.71M
VANGUARD BD INDEX FD INC
SOLEShares4.24M
TypeSH
Market value$313.4K
3.21%
Sole
0.00
Shared
0.00
None
4.24M
ISHARES TR
SOLEShares3.79M
TypeSH
Market value$253.0K
2.60%
Sole
0.00
Shared
0.00
None
3.79M
ISHARES TR
SOLEShares6.22M
TypeSH
Market value$221.2K
2.27%
Sole
0.00
Shared
0.00
None
6.22M
VANGUARD INDEX FDS
SOLEShares868.53K
TypeSH
Market value$216.6K
2.22%
Sole
0.00
Shared
0.00
None
868.53K
VANGUARD INDEX FDS
SOLEShares1.61M
TypeSH
Market value$215.4K
2.21%
Sole
0.00
Shared
0.00
None
1.61M
SPDR SER TR
SOLEShares6.05M
TypeSH
Market value$196.7K
2.02%
Sole
0.00
Shared
0.00
None
6.05M
VANGUARD INDEX FDS
SOLEShares845.99K
TypeSH
Market value$178.4K
1.83%
Sole
0.00
Shared
0.00
None
845.99K
VANGUARD SCOTTSDALE FDS
SOLEShares2.72M
TypeSH
Market value$163.3K
1.68%
Sole
0.00
Shared
0.00
None
2.72M
ISHARES TR
SOLEShares1.55M
TypeSH
Market value$134.0K
1.37%
Sole
0.00
Shared
0.00
None
1.55M
VANGUARD SCOTTSDALE FDS
SOLEShares1.55M
TypeSH
Market value$117.8K
1.21%
Sole
0.00
Shared
0.00
None
1.55M
ISHARES TR
SOLEShares702.85K
TypeSH
Market value$106.7K
1.09%
Sole
0.00
Shared
0.00
None
702.85K
ISHARES TR
SOLEShares1.23M
TypeSH
Market value$100.9K
1.04%
Sole
0.00
Shared
0.00
None
1.23M
ISHARES INC
SOLEShares2.07M
TypeSH
Market value$100.9K
1.03%
Sole
0.00
Shared
0.00
None
2.07M
VANGUARD BD INDEX FD INC
SOLEShares1.27M
TypeSH
Market value$97.0K
1.00%
Sole
0.00
Shared
0.00
None
1.27M
VANGUARD MALVERN FDS
SOLEShares2.03M
TypeSH
Market value$97.0K
1.00%
Sole
0.00
Shared
0.00
None
2.03M
ISHARES TR
SOLEShares411.28K
TypeSH
Market value$93.3K
0.96%
Sole
0.00
Shared
0.00
None
411.28K
SELECT SECTOR SPDR TR
SOLEShares607.18K
TypeSH
Market value$91.7K
0.94%
Sole
0.00
Shared
0.00
None
607.18K
ISHARES TR
SOLEShares645.50K
TypeSH
Market value$88.4K
0.91%
Sole
0.00
Shared
0.00
None
645.50K
VANGUARD INDEX FDS
SOLEShares425.87K
TypeSH
Market value$86.9K
0.89%
Sole
0.00
Shared
0.00
None
425.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE US AGGBD ET | 15.54M | SH | $1.55M 15.88% | 0.00 | 0.00 | 15.54M |
ISHARES TRSOLE | CORE S&P TTL STK | 15.71M | SH | $1.42M 14.59% | 0.00 | 0.00 | 15.71M |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 23.77M | SH | $1.07M 11.02% | 0.00 | 0.00 | 23.77M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 3.29M | SH | $454.7K 4.66% | 0.00 | 0.00 | 3.29M |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 10.28M | SH | $415.4K 4.26% | 0.00 | 0.00 | 10.28M |
VANGUARD BD INDEX FD INCSOLE | SHORT TRM BOND | 4.71M | SH | $360.1K 3.69% | 0.00 | 0.00 | 4.71M |
VANGUARD BD INDEX FD INCSOLE | TOTAL BND MRKT | 4.24M | SH | $313.4K 3.21% | 0.00 | 0.00 | 4.24M |
ISHARES TRSOLE | CORE MSCI EAFE | 3.79M | SH | $253.0K 2.60% | 0.00 | 0.00 | 3.79M |
ISHARES TRSOLE | BROAD USD HIGH | 6.22M | SH | $221.2K 2.27% | 0.00 | 0.00 | 6.22M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 868.53K | SH | $216.6K 2.22% | 0.00 | 0.00 | 868.53K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 1.61M | SH | $215.4K 2.21% | 0.00 | 0.00 | 1.61M |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 6.05M | SH | $196.7K 2.02% | 0.00 | 0.00 | 6.05M |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 845.99K | SH | $178.4K 1.83% | 0.00 | 0.00 | 845.99K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 2.72M | SH | $163.3K 1.68% | 0.00 | 0.00 | 2.72M |
ISHARES TRSOLE | JPMORGAN USD EMG | 1.55M | SH | $134.0K 1.37% | 0.00 | 0.00 | 1.55M |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 1.55M | SH | $117.8K 1.21% | 0.00 | 0.00 | 1.55M |
ISHARES TRSOLE | S&P 500 VAL ETF | 702.85K | SH | $106.7K 1.09% | 0.00 | 0.00 | 702.85K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 1.23M | SH | $100.9K 1.04% | 0.00 | 0.00 | 1.23M |
ISHARES INCSOLE | CORE MSCI EMKT | 2.07M | SH | $100.9K 1.03% | 0.00 | 0.00 | 2.07M |
VANGUARD BD INDEX FD INCSOLE | LONG TERM BOND | 1.27M | SH | $97.0K 1.00% | 0.00 | 0.00 | 1.27M |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 2.03M | SH | $97.0K 1.00% | 0.00 | 0.00 | 2.03M |
ISHARES TRSOLE | RUS 2000 GRW ETF | 411.28K | SH | $93.3K 0.96% | 0.00 | 0.00 | 411.28K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 607.18K | SH | $91.7K 0.94% | 0.00 | 0.00 | 607.18K |
ISHARES TRSOLE | RUS 2000 VAL ETF | 645.50K | SH | $88.4K 0.91% | 0.00 | 0.00 | 645.50K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 425.87K | SH | $86.9K 0.89% | 0.00 | 0.00 | 425.87K |
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