Filed: 2/9/2023ACC: 0001461539-23-000001
📋 What this filing means
TD AMERITRADE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 607 equity positions with a total reported market value of $9.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
607
Positions
$9.97M
Total AUM (reported)
150.22M
Total Shares
Allocation by class
CORE US AGGBD ET$1.60M16.0%
CORE S&P TTL STK$1.41M14.2%
FTSE DEV MKT ETF$1.06M10.6%
VALUE ETF$486.4K4.9%
FTSE EMR MKT ETF$414.3K4.2%
SHORT TRM BOND$405.2K4.1%
TOTAL BND MRKT$333.3K3.3%
Portfolio Concentration
Top 3$4.07M40.8%
4–10$2.33M23.4%
11–25$1.89M18.9%
Rest$1.68M16.9%
Top 3 weight
40.8%
Top 10 weight
64.2%
Voting Authority Distribution
Total shares with voting rights: 150.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
150.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole115
Shared0
Other492
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings607
Rows:
ISHARES TR
SOLEShares16.45M
TypeSH
Market value$1.60M
16.00%
Sole
0.00
Shared
0.00
None
16.45M
ISHARES TR
SOLEShares16.68M
TypeSH
Market value$1.41M
14.19%
Sole
0.00
Shared
0.00
None
16.68M
VANGUARD TAX-MANAGED INTL FD
SOLEShares25.25M
TypeSH
Market value$1.06M
10.63%
Sole
0.00
Shared
0.00
None
25.25M
VANGUARD INDEX FDS
SOLEShares3.46M
TypeSH
Market value$486.4K
4.88%
Sole
0.00
Shared
0.00
None
3.46M
VANGUARD INTL EQUITY INDEX F
SOLEShares10.63M
TypeSH
Market value$414.3K
4.16%
Sole
0.00
Shared
0.00
None
10.63M
VANGUARD BD INDEX FD INC
SOLEShares5.38M
TypeSH
Market value$405.2K
4.06%
Sole
0.00
Shared
0.00
None
5.38M
VANGUARD BD INDEX FD INC
SOLEShares4.64M
TypeSH
Market value$333.3K
3.34%
Sole
0.00
Shared
0.00
None
4.64M
ISHARES TR
SOLEShares4.01M
TypeSH
Market value$247.0K
2.48%
Sole
0.00
Shared
0.00
None
4.01M
VANGUARD INDEX FDS
SOLEShares1.71M
TypeSH
Market value$231.2K
2.32%
Sole
0.00
Shared
0.00
None
1.71M
ISHARES TR
SOLEShares6.20M
TypeSH
Market value$214.2K
2.15%
Sole
0.00
Shared
0.00
None
6.20M
SPDR SER TR
SOLEShares6.41M
TypeSH
Market value$204.1K
2.05%
Sole
0.00
Shared
0.00
None
6.41M
VANGUARD INDEX FDS
SOLEShares916.63K
TypeSH
Market value$195.3K
1.96%
Sole
0.00
Shared
0.00
None
916.63K
VANGUARD INDEX FDS
SOLEShares896.64K
TypeSH
Market value$182.7K
1.83%
Sole
0.00
Shared
0.00
None
896.64K
VANGUARD SCOTTSDALE FDS
SOLEShares2.89M
TypeSH
Market value$169.2K
1.70%
Sole
0.00
Shared
0.00
None
2.89M
ISHARES TR
SOLEShares1.68M
TypeSH
Market value$142.2K
1.43%
Sole
0.00
Shared
0.00
None
1.68M
VANGUARD SCOTTSDALE FDS
SOLEShares1.64M
TypeSH
Market value$123.4K
1.24%
Sole
0.00
Shared
0.00
None
1.64M
ISHARES TR
SOLEShares741.76K
TypeSH
Market value$107.6K
1.08%
Sole
0.00
Shared
0.00
None
741.76K
ISHARES TR
SOLEShares1.30M
TypeSH
Market value$105.6K
1.06%
Sole
0.00
Shared
0.00
None
1.30M
ISHARES INC
SOLEShares2.17M
TypeSH
Market value$101.5K
1.02%
Sole
0.00
Shared
0.00
None
2.17M
VANGUARD MALVERN FDS
SOLEShares2.17M
TypeSH
Market value$101.3K
1.02%
Sole
0.00
Shared
0.00
None
2.17M
VANGUARD BD INDEX FD INC
SOLEShares1.34M
TypeSH
Market value$96.9K
0.97%
Sole
0.00
Shared
0.00
None
1.34M
ISHARES TR
SOLEShares677.51K
TypeSH
Market value$94.0K
0.94%
Sole
0.00
Shared
0.00
None
677.51K
ISHARES TR
SOLEShares433.28K
TypeSH
Market value$92.9K
0.93%
Sole
0.00
Shared
0.00
None
433.28K
SELECT SECTOR SPDR TR
SOLEShares639.74K
TypeSH
Market value$86.9K
0.87%
Sole
0.00
Shared
0.00
None
639.74K
VANGUARD INDEX FDS
SOLEShares436.60K
TypeSH
Market value$83.5K
0.84%
Sole
0.00
Shared
0.00
None
436.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE US AGGBD ET | 16.45M | SH | $1.60M 16.00% | 0.00 | 0.00 | 16.45M |
ISHARES TRSOLE | CORE S&P TTL STK | 16.68M | SH | $1.41M 14.19% | 0.00 | 0.00 | 16.68M |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 25.25M | SH | $1.06M 10.63% | 0.00 | 0.00 | 25.25M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 3.46M | SH | $486.4K 4.88% | 0.00 | 0.00 | 3.46M |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 10.63M | SH | $414.3K 4.16% | 0.00 | 0.00 | 10.63M |
VANGUARD BD INDEX FD INCSOLE | SHORT TRM BOND | 5.38M | SH | $405.2K 4.06% | 0.00 | 0.00 | 5.38M |
VANGUARD BD INDEX FD INCSOLE | TOTAL BND MRKT | 4.64M | SH | $333.3K 3.34% | 0.00 | 0.00 | 4.64M |
ISHARES TRSOLE | CORE MSCI EAFE | 4.01M | SH | $247.0K 2.48% | 0.00 | 0.00 | 4.01M |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 1.71M | SH | $231.2K 2.32% | 0.00 | 0.00 | 1.71M |
ISHARES TRSOLE | BROAD USD HIGH | 6.20M | SH | $214.2K 2.15% | 0.00 | 0.00 | 6.20M |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 6.41M | SH | $204.1K 2.05% | 0.00 | 0.00 | 6.41M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 916.63K | SH | $195.3K 1.96% | 0.00 | 0.00 | 916.63K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 896.64K | SH | $182.7K 1.83% | 0.00 | 0.00 | 896.64K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 2.89M | SH | $169.2K 1.70% | 0.00 | 0.00 | 2.89M |
ISHARES TRSOLE | JPMORGAN USD EMG | 1.68M | SH | $142.2K 1.43% | 0.00 | 0.00 | 1.68M |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 1.64M | SH | $123.4K 1.24% | 0.00 | 0.00 | 1.64M |
ISHARES TRSOLE | S&P 500 VAL ETF | 741.76K | SH | $107.6K 1.08% | 0.00 | 0.00 | 741.76K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 1.30M | SH | $105.6K 1.06% | 0.00 | 0.00 | 1.30M |
ISHARES INCSOLE | CORE MSCI EMKT | 2.17M | SH | $101.5K 1.02% | 0.00 | 0.00 | 2.17M |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 2.17M | SH | $101.3K 1.02% | 0.00 | 0.00 | 2.17M |
VANGUARD BD INDEX FD INCSOLE | LONG TERM BOND | 1.34M | SH | $96.9K 0.97% | 0.00 | 0.00 | 1.34M |
ISHARES TRSOLE | RUS 2000 VAL ETF | 677.51K | SH | $94.0K 0.94% | 0.00 | 0.00 | 677.51K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 433.28K | SH | $92.9K 0.93% | 0.00 | 0.00 | 433.28K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 639.74K | SH | $86.9K 0.87% | 0.00 | 0.00 | 639.74K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 436.60K | SH | $83.5K 0.84% | 0.00 | 0.00 | 436.60K |
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