Filed: 11/14/2022ACC: 0001461539-22-000006
📋 What this filing means
TD AMERITRADE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 586 equity positions with a total reported market value of $10.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
586
Positions
$10.02M
Total AUM (reported)
160.54M
Total Shares
Allocation by class
CORE US AGGBD ET$1.60M16.0%
CORE S&P TTL STK$1.45M14.4%
FTSE DEV MKT ETF$978.5K9.8%
VALUE ETF$452.8K4.5%
SHORT TRM BOND$438.5K4.4%
FTSE EMR MKT ETF$414.3K4.1%
TOTAL BND MRKT$390.1K3.9%
Portfolio Concentration
Top 3$4.03M40.2%
4–10$2.36M23.5%
11–25$1.93M19.2%
Rest$1.71M17.1%
Top 3 weight
40.2%
Top 10 weight
63.7%
Voting Authority Distribution
Total shares with voting rights: 160.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
160.54M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole128
Shared0
Other458
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings586
Rows:
ISHARES TR
SOLEShares16.63M
TypeSH
Market value$1.60M
15.98%
Sole
0.00
Shared
0.00
None
16.63M
ISHARES TR
SOLEShares18.17M
TypeSH
Market value$1.45M
14.42%
Sole
0.00
Shared
0.00
None
18.17M
VANGUARD TAX-MANAGED INTL FD
SOLEShares26.91M
TypeSH
Market value$978.5K
9.76%
Sole
0.00
Shared
0.00
None
26.91M
VANGUARD INDEX FDS
SOLEShares3.67M
TypeSH
Market value$452.8K
4.52%
Sole
0.00
Shared
0.00
None
3.67M
VANGUARD BD INDEX FD INC
SOLEShares5.86M
TypeSH
Market value$438.5K
4.37%
Sole
0.00
Shared
0.00
None
5.86M
VANGUARD INTL EQUITY INDEX F
SOLEShares11.36M
TypeSH
Market value$414.3K
4.13%
Sole
0.00
Shared
0.00
None
11.36M
VANGUARD BD INDEX FD INC
SOLEShares5.47M
TypeSH
Market value$390.1K
3.89%
Sole
0.00
Shared
0.00
None
5.47M
VANGUARD INDEX FDS
SOLEShares1.83M
TypeSH
Market value$222.7K
2.22%
Sole
0.00
Shared
0.00
None
1.83M
ISHARES TR
SOLEShares6.61M
TypeSH
Market value$222.1K
2.22%
Sole
0.00
Shared
0.00
None
6.61M
ISHARES TR
SOLEShares4.16M
TypeSH
Market value$219.2K
2.19%
Sole
0.00
Shared
0.00
None
4.16M
SPDR SER TR
SOLEShares6.61M
TypeSH
Market value$207.0K
2.07%
Sole
0.00
Shared
0.00
None
6.61M
VANGUARD INDEX FDS
SOLEShares946.87K
TypeSH
Market value$202.6K
2.02%
Sole
0.00
Shared
0.00
None
946.87K
VANGUARD SCOTTSDALE FDS
SOLEShares3.09M
TypeSH
Market value$180.0K
1.80%
Sole
0.00
Shared
0.00
None
3.09M
VANGUARD INDEX FDS
SOLEShares949.46K
TypeSH
Market value$178.5K
1.78%
Sole
0.00
Shared
0.00
None
949.46K
ISHARES TR
SOLEShares1.83M
TypeSH
Market value$145.2K
1.45%
Sole
0.00
Shared
0.00
None
1.83M
VANGUARD SCOTTSDALE FDS
SOLEShares1.77M
TypeSH
Market value$131.2K
1.31%
Sole
0.00
Shared
0.00
None
1.77M
VANGUARD MALVERN FDS
SOLEShares2.57M
TypeSH
Market value$123.6K
1.23%
Sole
0.00
Shared
0.00
None
2.57M
ISHARES TR
SOLEShares1.45M
TypeSH
Market value$118.0K
1.18%
Sole
0.00
Shared
0.00
None
1.45M
ISHARES TR
SOLEShares778.99K
TypeSH
Market value$100.1K
1.00%
Sole
0.00
Shared
0.00
None
778.99K
ISHARES TR
SOLEShares454.37K
TypeSH
Market value$93.9K
0.94%
Sole
0.00
Shared
0.00
None
454.37K
ISHARES INC
SOLEShares2.16M
TypeSH
Market value$93.0K
0.93%
Sole
0.00
Shared
0.00
None
2.16M
VANGUARD BD INDEX FD INC
SOLEShares1.29M
TypeSH
Market value$92.8K
0.93%
Sole
0.00
Shared
0.00
None
1.29M
ISHARES TR
SOLEShares709.87K
TypeSH
Market value$91.5K
0.91%
Sole
0.00
Shared
0.00
None
709.87K
SELECT SECTOR SPDR TR
SOLEShares704.38K
TypeSH
Market value$85.3K
0.85%
Sole
0.00
Shared
0.00
None
704.38K
VANGUARD SCOTTSDALE FDS
SOLEShares1.88M
TypeSH
Market value$84.7K
0.84%
Sole
0.00
Shared
0.00
None
1.88M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE US AGGBD ET | 16.63M | SH | $1.60M 15.98% | 0.00 | 0.00 | 16.63M |
ISHARES TRSOLE | CORE S&P TTL STK | 18.17M | SH | $1.45M 14.42% | 0.00 | 0.00 | 18.17M |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 26.91M | SH | $978.5K 9.76% | 0.00 | 0.00 | 26.91M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 3.67M | SH | $452.8K 4.52% | 0.00 | 0.00 | 3.67M |
VANGUARD BD INDEX FD INCSOLE | SHORT TRM BOND | 5.86M | SH | $438.5K 4.37% | 0.00 | 0.00 | 5.86M |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 11.36M | SH | $414.3K 4.13% | 0.00 | 0.00 | 11.36M |
VANGUARD BD INDEX FD INCSOLE | TOTAL BND MRKT | 5.47M | SH | $390.1K 3.89% | 0.00 | 0.00 | 5.47M |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 1.83M | SH | $222.7K 2.22% | 0.00 | 0.00 | 1.83M |
ISHARES TRSOLE | BROAD USD HIGH | 6.61M | SH | $222.1K 2.22% | 0.00 | 0.00 | 6.61M |
ISHARES TRSOLE | CORE MSCI EAFE | 4.16M | SH | $219.2K 2.19% | 0.00 | 0.00 | 4.16M |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 6.61M | SH | $207.0K 2.07% | 0.00 | 0.00 | 6.61M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 946.87K | SH | $202.6K 2.02% | 0.00 | 0.00 | 946.87K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 3.09M | SH | $180.0K 1.80% | 0.00 | 0.00 | 3.09M |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 949.46K | SH | $178.5K 1.78% | 0.00 | 0.00 | 949.46K |
ISHARES TRSOLE | JPMORGAN USD EMG | 1.83M | SH | $145.2K 1.45% | 0.00 | 0.00 | 1.83M |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 1.77M | SH | $131.2K 1.31% | 0.00 | 0.00 | 1.77M |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 2.57M | SH | $123.6K 1.23% | 0.00 | 0.00 | 2.57M |
ISHARES TRSOLE | 1 3 YR TREAS BD | 1.45M | SH | $118.0K 1.18% | 0.00 | 0.00 | 1.45M |
ISHARES TRSOLE | S&P 500 VAL ETF | 778.99K | SH | $100.1K 1.00% | 0.00 | 0.00 | 778.99K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 454.37K | SH | $93.9K 0.94% | 0.00 | 0.00 | 454.37K |
ISHARES INCSOLE | CORE MSCI EMKT | 2.16M | SH | $93.0K 0.93% | 0.00 | 0.00 | 2.16M |
VANGUARD BD INDEX FD INCSOLE | LONG TERM BOND | 1.29M | SH | $92.8K 0.93% | 0.00 | 0.00 | 1.29M |
ISHARES TRSOLE | RUS 2000 VAL ETF | 709.87K | SH | $91.5K 0.91% | 0.00 | 0.00 | 709.87K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 704.38K | SH | $85.3K 0.85% | 0.00 | 0.00 | 704.38K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 1.88M | SH | $84.7K 0.84% | 0.00 | 0.00 | 1.88M |
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