TAUBE SETH (Co-CEO and CIO) reported 1 transaction at MEDLEY MANAGEMENT INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/20/2021ACC: 0000905718-21-000073
DirectorOfficer10% Owner· Co-CEO and CIO
Since Jan 2021
-500K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
950K acquired · 1.45M disposed
Non-Derivative Transactions1
Class A Common Stock
Indirect
Shares
+450K
Price / share
—
Trade value
—
% of position
New position
1/19/2021
0.00→450K
Total
Net shares
+450K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 1/19/2021 | C · Conversion | +450K | — | — | New position | 0.00 | 450K |
| Total | +450K | $0.00 | ||||||
Derivative Transactions5
Medley LLC Units
Indirect
Converts to
Class A Common Stock
818.18K shares
Shares
−818.18K
Strike price
Held after
0.00
Exercisable
—
1/17/2021
Medley LLC Units
Indirect
Converts to
Class A Common Stock
90.91K shares
Shares
−90.91K
Strike price
Held after
0.00
Exercisable
—
1/17/2021
Medley LLC Units
Indirect
Converts to
Class A Common Stock
90.91K shares
Shares
−90.91K
Strike price
Held after
0.00
Exercisable
—
1/17/2021
Medley LLC Units
Indirect
Converts to
Class A Common Stock
500K shares
Shares
+500K
Strike price
Held after
500K
Exercisable
—
1/18/2021
Medley LLC Units
Indirect
Converts to
Class A Common Stock
450K shares
Shares
−450K
Strike price
Held after
50K
Exercisable
—
1/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Medley LLC Units Indirect | Class A Common Stock818.18K shares | 1/17/2021 | J · J | −818.18K | — | 0.00 | |
| Medley LLC Units Indirect | Class A Common Stock90.91K shares | 1/17/2021 | J · J | −90.91K | — | 0.00 | |
| Medley LLC Units Indirect | Class A Common Stock90.91K shares | 1/17/2021 | J · J | −90.91K | — | 0.00 | |
| Medley LLC Units Indirect | Class A Common Stock500K shares | 1/18/2021 | J · J | +500K | — | 500K | |
| Medley LLC Units Indirect | Class A Common Stock450K shares | 1/19/2021 | C · Conversion | −450K | — | 50K |