TAUBE BROOK (Co-CEO and CIO) reported 1 transaction at MEDLEY MANAGEMENT INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/20/2021ACC: 0000905718-21-000069
DirectorOfficer10% Owner· Co-CEO and CIO
Since Jan 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1000K acquired · 1000K disposed
Non-Derivative Transactions1
Class A Common Stock
Indirect
Shares
+1000K
Price / share
—
Trade value
—
% of position
New position
1/19/2021
0.00→1000K
Total
Net shares
+1000K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 1/19/2021 | C · Conversion | +1000K | — | — | New position | 0.00 | 1000K |
| Total | +1000K | $0.00 | ||||||
Derivative Transactions1
Medley LLC Units
Indirect
Converts to
Class A Common Stock
1000K shares
Shares
−1000K
Strike price
Held after
0.00
Exercisable
—
1/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Medley LLC Units Indirect | Class A Common Stock1000K shares | 1/19/2021 | C · Conversion | −1000K | — | 0.00 |