TARBOX ANDREA K (Exec. VP and CFO) exercised options at KAPSTONE PAPER & PACKAGING CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

TARBOX ANDREA K

Filed: 11/1/2018ACC: 0001127602-18-031705

InsiderTARBOX ANDREA KCIK 1385769

→

IssuerKAPSTONE PAPER & PACKAGING CORPCIK 1325281

Officer· Exec. VP and CFO

Since Oct 2018

-86.33K

Net shares

Net seller

$3.02M

Total sold

Open market trades

0B · 0S

Total transactions

143.96K acquired · 230.29K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+43.65K

Price / share

$7.30

Trade value

$318.85K

% of position

30.7%

10/30/2018

142.26K→185.91K

Common Stock

Direct

F · Tax Withholding

−23.46K

Price / share

$34.98

Trade value

$820.49K

% of position

12.6%

10/30/2018

185.91K→162.45K

Common Stock

Direct

M · Option Exercise

+40.51K

Price / share

$8.88

Trade value

$359.49K

% of position

24.9%

10/30/2018

162.45K→202.96K

Common Stock

Direct

F · Tax Withholding

−23.67K

Price / share

$34.99

Trade value

$828.11K

% of position

11.7%

10/30/2018

202.96K→179.29K

Common Stock

Direct

M · Option Exercise

+34.07K

Price / share

$13.82

Trade value

$470.96K

% of position

19.0%

10/30/2018

179.29K→213.36K

Common Stock

Direct

F · Tax Withholding

−22.59K

Price / share

$34.99

Trade value

$790.39K

% of position

10.6%

10/30/2018

213.36K→190.77K

Common Stock

Direct

M · Option Exercise

+25.74K

Price / share

$12.72

Trade value

$327.41K

% of position

13.5%

10/30/2018

190.77K→216.51K

Common Stock

Direct

F · Tax Withholding

−16.61K

Price / share

$34.99

Trade value

$581.36K

% of position

7.7%

10/30/2018

216.51K→199.89K

Total

Net shares

+57.63K

Net value

-$1.54M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/30/2018	M · Option Exercise	+43.65K	$7.30	$318.85K	30.7%	142.26K	185.91K
Common Stock Direct	10/30/2018	F · Tax Withholding	−23.46K	$34.98	$820.49K	12.6%	185.91K	162.45K
Common Stock Direct	10/30/2018	M · Option Exercise	+40.51K	$8.88	$359.49K	24.9%	162.45K	202.96K
Common Stock Direct	10/30/2018	F · Tax Withholding	−23.67K	$34.99	$828.11K	11.7%	202.96K	179.29K
Common Stock Direct	10/30/2018	M · Option Exercise	+34.07K	$13.82	$470.96K	19.0%	179.29K	213.36K
Common Stock Direct	10/30/2018	F · Tax Withholding	−22.59K	$34.99	$790.39K	10.6%	213.36K	190.77K
Common Stock Direct	10/30/2018	M · Option Exercise	+25.74K	$12.72	$327.41K	13.5%	190.77K	216.51K
Common Stock Direct	10/30/2018	F · Tax Withholding	−16.61K	$34.99	$581.36K	7.7%	216.51K	199.89K
Total			+57.63K		-$1.54M

Derivative Transactions4

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

43.65K shares

−43.65K

Strike price

7.305

Held after

0.00

Exercisable

—

10/30/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

40.51K shares

−40.51K

Strike price

8.875

Held after

0.00

Exercisable

—

10/30/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

34.07K shares

−34.07K

Strike price

13.825

Held after

0.00

Exercisable

—

10/30/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

25.74K shares

−25.74K

Strike price

12.72

Held after

25.74K

Exercisable

—

10/30/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock43.65K shares	10/30/2018	M · Option Exercise	−43.65K	7.305	—	0.00
Stock Option (Right to Buy) Direct	Common Stock40.51K shares	10/30/2018	M · Option Exercise	−40.51K	8.875	—	0.00
Stock Option (Right to Buy) Direct	Common Stock34.07K shares	10/30/2018	M · Option Exercise	−34.07K	13.825	—	0.00
Stock Option (Right to Buy) Direct	Common Stock25.74K shares	10/30/2018	M · Option Exercise	−25.74K	12.72	—	25.74K