TANNER JOE D enters SOLITON, INC. with 80K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 2/26/2019ACC: 0001628280-19-001989
Officer· Chief Operating Officer
Since Feb 2019
80K
Baseline shares
100% direct
80K
Direct ownership
1 position
240.75K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned80K
Total
80K direct80K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 80K | Direct |
| Total | 80K | 80K direct |
Derivative Holdings2
Option to purchase common stock (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
160K
Shares owned
N/A
Exercise price
1.75
Expiration
—
Exercise window
—
Option to purchase common stock (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
80.75K
Shares owned
N/A
Exercise price
1.75
Expiration
—
Exercise window
—
Total
Underlying
240.75K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option to purchase common stock (right to buy) Direct | Common Stock | 1.75 | — | — | 160K | N/A |
| Option to purchase common stock (right to buy) Direct | Common Stock | 1.75 | — | — | 80.75K | N/A |
| Total | 240.75K | 0.00 | ||||