TAKESAKO ICHIRO JOHN PAUL sold 64.3% of their position (36K shares) of USBC, INC. on the open market

Open‑market sale worth $32.0K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 7 sales

TAKESAKO ICHIRO JOHN PAUL

Filed: 4/20/2023ACC: 0001161697-23-000254

InsiderTAKESAKO ICHIRO JOHN PAULCIK 1572834

→

IssuerUSBC, INC.CIK 1074828

Director

Since Oct 2018

-36K

Net shares

Net seller

$32.0K

Total sold

Open market trades

0B · 7S

Total transactions

36K disposed

Non-Derivative Transactions7

Common Stock

Direct

S · Sale

−5K

Price / share

$0.88

Trade value

$4.40K

% of position

8.9%

3/24/2023

56K→51K

Common Stock

Direct

S · Sale

−5K

Price / share

$0.92

Trade value

$4.62K

% of position

9.8%

3/27/2023

51K→46K

Common Stock

Direct

S · Sale

−5K

Price / share

$0.90

Trade value

$4.50K

% of position

10.9%

3/28/2023

46K→41K

Common Stock

Direct

S · Sale

−5K

Price / share

$0.90

Trade value

$4.51K

% of position

12.2%

3/29/2023

41K→36K

Common Stock

Direct

S · Sale

−7.12K

Price / share

$0.87

Trade value

$6.18K

% of position

19.8%

3/30/2023

36K→28.88K

Common Stock

Direct

S · Sale

−1.38K

Price / share

$0.89

Trade value

$1.22K

% of position

4.8%

3/30/2023

28.88K→27.50K

Common Stock

Direct

S · Sale

−7.50K

Price / share

$0.88

Trade value

$6.60K

% of position

27.3%

3/31/2023

27.50K→20K

Total

Net shares

−36K

Net value

-$32.03K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/24/2023	S · Sale	−5K	$0.88	$4.40K	8.9%	56K	51K
Common Stock Direct	3/27/2023	S · Sale	−5K	$0.92	$4.62K	9.8%	51K	46K
Common Stock Direct	3/28/2023	S · Sale	−5K	$0.90	$4.50K	10.9%	46K	41K
Common Stock Direct	3/29/2023	S · Sale	−5K	$0.90	$4.51K	12.2%	41K	36K
Common Stock Direct	3/30/2023	S · Sale	−7.12K	$0.87	$6.18K	19.8%	36K	28.88K
Common Stock Direct	3/30/2023	S · Sale	−1.38K	$0.89	$1.22K	4.8%	28.88K	27.50K
Common Stock Direct	3/31/2023	S · Sale	−7.50K	$0.88	$6.60K	27.3%	27.50K	20K
Total			−36K		-$32.03K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Warrant to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

1.53

Expiration

—

Exercise window

—

Warrant to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

1.70

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

1.24

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

52.50K

Shares owned

52.50K

Exercise price

1.10

Expiration

—

Exercise window

—

Total

Underlying

117.50K

Owned

117.50K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant to Purchase Common Stock Direct	Common Stock	1.53	—	—	20K	20K
Warrant to Purchase Common Stock Direct	Common Stock	1.70	—	—	20K	20K
Option to Purchase Common Stock Direct	Common Stock	1.24	—	—	25K	25K
Option to Purchase Common Stock Direct	Common Stock	1.10	—	—	52.50K	52.50K
Total					117.50K	117.50K