TAFT KARL M III enters LUX AMBER, CORP. with 3.97M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/5/2020ACC: 0001321226-20-000002
3.97M
Baseline shares
74% direct
2.95M
Direct ownership
1 position
400K
Derivative underlying
1 instrument
2
Security positions
1.02M indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned2.95M
Common Stock
IndirectShares owned1.02M
Total
2.95M direct·1.02M indirect3.97M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.95M | Direct |
| Common Stock | 1.02M | Indirect |
| Total | 3.97M | 2.95M direct·1.02M indirect |
Derivative Holdings1
Commmon Stock purchase options
DirectUnderlying security
Common Stock
Underlying shares
400K
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Total
Underlying
400K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Commmon Stock purchase options Direct | Common Stock | 0.01 | — | — | 400K | N/A |
| Total | 400K | 0.00 | ||||