SZYMCZAK BRIAN

PrivateCIK: 1933355

Location

SOUTHLAKE, TX

SZYMCZAK BRIAN enters HEARTSCIENCES INC. with 6.06K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

SZYMCZAK BRIAN

Filed: 7/6/2022ACC: 0000899243-22-025276

InsiderSZYMCZAK BRIANCIK 1933355

→

IssuerHEARTSCIENCES INC.CIK 1468492

Director

Since Jun 2022

6.06K

Baseline shares

100% direct

6.06K

Direct ownership

1 position

29.58K

Derivative underlying

11 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned6.06K

Total

6.06K direct6.06K

Security Title	Shares Owned	Ownership Type
Common Stock	6.06K	Direct
Total	6.06K	6.06K direct

Derivative Holdings11

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.30K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.03K

Shares owned

N/A

Exercise price

1.29

Expiration

—

Exercise window

—

Series C Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

1.52K

Shares owned

N/A

Exercise price

6.59

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.89K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.89K

Shares owned

N/A

Exercise price

3.47

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.65K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.89K

Shares owned

N/A

Exercise price

3.47

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.03K

Shares owned

N/A

Exercise price

9.90

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.03K

Shares owned

N/A

Exercise price

12.21

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

30.00

Shares owned

N/A

Exercise price

2.89

Expiration

—

Exercise window

—

Director Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.30K

Shares owned

N/A

Exercise price

12.21

Expiration

—

Exercise window

—

Total

Underlying

29.58K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Director Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	5.30K	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	1.29	—	—	3.03K	N/A
Series C Convertible Preferred Stock Direct	Common Stock	6.59	—	—	1.52K	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	1.89K	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	3.47	—	—	1.89K	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	2.65K	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	3.47	—	—	1.89K	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	9.90	—	—	3.03K	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	12.21	—	—	3.03K	N/A
Warrants Direct	Common Stock	2.89	—	—	30.00	N/A
Director Stock Option (Right to Buy) Direct	Common Stock	12.21	—	—	5.30K	N/A
Total					29.58K	0.00

SZYMCZAK BRIAN — Initial Ownership Disclosure (Form 3) Filed Jul 6, 2022 | Finecho