Filed: 11/14/2023ACC: 0001699080-23-000005
📋 What this filing means
SYNERGY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 129 equity positions with a total reported market value of $504.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
129
Positions
$504.38M
Total AUM (reported)
7.36M
Total Shares
Allocation by class
COM$273.12M54.1%
BLOOMBERG 1-3 MO$60.40M12.0%
FIRST TR ENH NEW$26.35M5.2%
0-3 MNTH TREASRY$16.70M3.3%
FT US EQ MOD BUF$16.19M3.2%
CL A$12.33M2.4%
CAP STK CL A$10.42M2.1%
Portfolio Concentration
Top 3$112.81M22.4%
4–10$92.91M18.4%
11–25$128.30M25.4%
Rest$170.37M33.8%
Top 3 weight
22.4%
Top 10 weight
40.8%
Voting Authority Distribution
Total shares with voting rights: 7.36M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.36M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole129
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings129
Rows:
SPDR SER TR
SOLEShares657.80K
TypeSH
Market value$60.40M
11.97%
Sole
0.00
Shared
0.00
None
657.80K
FIRST TR EXCHANGE-TRADED FD
SOLEShares443.47K
TypeSH
Market value$26.35M
5.22%
Sole
0.00
Shared
0.00
None
443.47K
MICROSOFT CORP
SOLEShares82.53K
TypeSH
Market value$26.06M
5.17%
Sole
0.00
Shared
0.00
None
82.53K
APPLE INC
SOLEShares105.17K
TypeSH
Market value$18.01M
3.57%
Sole
0.00
Shared
0.00
None
105.17K
ISHARES TR
SOLEShares165.91K
TypeSH
Market value$16.70M
3.31%
Sole
0.00
Shared
0.00
None
165.91K
FIRST TR EXCHNG TRADED FD VI
SOLEShares549.80K
TypeSH
Market value$16.19M
3.21%
Sole
0.00
Shared
0.00
None
549.80K
AMAZON COM INC
SOLEShares90.21K
TypeSH
Market value$11.47M
2.27%
Sole
0.00
Shared
0.00
None
90.21K
ALPHABET INC
SOLEShares79.60K
TypeSH
Market value$10.42M
2.07%
Sole
0.00
Shared
0.00
None
79.60K
META PLATFORMS INC
SOLEShares33.91K
TypeSH
Market value$10.18M
2.02%
Sole
0.00
Shared
0.00
None
33.91K
FIRST TR EXCHANGE-TRADED FD
SOLEShares217.35K
TypeSH
Market value$9.94M
1.97%
Sole
0.00
Shared
0.00
None
217.35K
ISHARES TR
SOLEShares193.94K
TypeSH
Market value$9.87M
1.96%
Sole
0.00
Shared
0.00
None
193.94K
TESLA INC
SOLEShares39.32K
TypeSH
Market value$9.84M
1.95%
Sole
0.00
Shared
0.00
None
39.32K
PROSHARES TR
SOLEShares390.81K
TypeSH
Market value$9.83M
1.95%
Sole
0.00
Shared
0.00
None
390.81K
ADVANCED MICRO DEVICES INC
SOLEShares91.85K
TypeSH
Market value$9.44M
1.87%
Sole
0.00
Shared
0.00
None
91.85K
ETFIS SER TR I
SOLEShares424.98K
TypeSH
Market value$9.13M
1.81%
Sole
0.00
Shared
0.00
None
424.98K
ENTERPRISE PRODS PARTNERS L
SOLEShares320.97K
TypeSH
Market value$8.79M
1.74%
Sole
0.00
Shared
0.00
None
320.97K
THERMO FISHER SCIENTIFIC INC
SOLEShares17.32K
TypeSH
Market value$8.77M
1.74%
Sole
0.00
Shared
0.00
None
17.32K
UNITEDHEALTH GROUP INC
SOLEShares17.08K
TypeSH
Market value$8.61M
1.71%
Sole
0.00
Shared
0.00
None
17.08K
INTERCONTINENTAL EXCHANGE IN
SOLEShares76.13K
TypeSH
Market value$8.38M
1.66%
Sole
0.00
Shared
0.00
None
76.13K
CORNING INC
SOLEShares267.31K
TypeSH
Market value$8.14M
1.61%
Sole
0.00
Shared
0.00
None
267.31K
RESMED INC
SOLEShares53.72K
TypeSH
Market value$7.94M
1.57%
Sole
0.00
Shared
0.00
None
53.72K
NVIDIA CORPORATION
SOLEShares17.67K
TypeSH
Market value$7.69M
1.52%
Sole
0.00
Shared
0.00
None
17.67K
ON SEMICONDUCTOR CORP
SOLEShares80.74K
TypeSH
Market value$7.50M
1.49%
Sole
0.00
Shared
0.00
None
80.74K
CVS HEALTH CORP
SOLEShares105.78K
TypeSH
Market value$7.39M
1.46%
Sole
0.00
Shared
0.00
None
105.78K
SERVICENOW INC
SOLEShares12.49K
TypeSH
Market value$6.98M
1.38%
Sole
0.00
Shared
0.00
None
12.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 657.80K | SH | $60.40M 11.97% | 0.00 | 0.00 | 657.80K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 443.47K | SH | $26.35M 5.22% | 0.00 | 0.00 | 443.47K |
MICROSOFT CORPSOLE | COM | 82.53K | SH | $26.06M 5.17% | 0.00 | 0.00 | 82.53K |
APPLE INCSOLE | COM | 105.17K | SH | $18.01M 3.57% | 0.00 | 0.00 | 105.17K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 165.91K | SH | $16.70M 3.31% | 0.00 | 0.00 | 165.91K |
FIRST TR EXCHNG TRADED FD VISOLE | FT US EQ MOD BUF | 549.80K | SH | $16.19M 3.21% | 0.00 | 0.00 | 549.80K |
AMAZON COM INCSOLE | COM | 90.21K | SH | $11.47M 2.27% | 0.00 | 0.00 | 90.21K |
ALPHABET INCSOLE | CAP STK CL A | 79.60K | SH | $10.42M 2.07% | 0.00 | 0.00 | 79.60K |
META PLATFORMS INCSOLE | CL A | 33.91K | SH | $10.18M 2.02% | 0.00 | 0.00 | 33.91K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 217.35K | SH | $9.94M 1.97% | 0.00 | 0.00 | 217.35K |
ISHARES TRSOLE | FLTG RATE NT ETF | 193.94K | SH | $9.87M 1.96% | 0.00 | 0.00 | 193.94K |
TESLA INCSOLE | COM | 39.32K | SH | $9.84M 1.95% | 0.00 | 0.00 | 39.32K |
PROSHARES TRSOLE | SHRT 20+YR TRE | 390.81K | SH | $9.83M 1.95% | 0.00 | 0.00 | 390.81K |
ADVANCED MICRO DEVICES INCSOLE | COM | 91.85K | SH | $9.44M 1.87% | 0.00 | 0.00 | 91.85K |
ETFIS SER TR ISOLE | VIRTUS PVT CR | 424.98K | SH | $9.13M 1.81% | 0.00 | 0.00 | 424.98K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 320.97K | SH | $8.79M 1.74% | 0.00 | 0.00 | 320.97K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 17.32K | SH | $8.77M 1.74% | 0.00 | 0.00 | 17.32K |
UNITEDHEALTH GROUP INCSOLE | COM | 17.08K | SH | $8.61M 1.71% | 0.00 | 0.00 | 17.08K |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 76.13K | SH | $8.38M 1.66% | 0.00 | 0.00 | 76.13K |
CORNING INCSOLE | COM | 267.31K | SH | $8.14M 1.61% | 0.00 | 0.00 | 267.31K |
RESMED INCSOLE | COM | 53.72K | SH | $7.94M 1.57% | 0.00 | 0.00 | 53.72K |
NVIDIA CORPORATIONSOLE | COM | 17.67K | SH | $7.69M 1.52% | 0.00 | 0.00 | 17.67K |
ON SEMICONDUCTOR CORPSOLE | COM | 80.74K | SH | $7.50M 1.49% | 0.00 | 0.00 | 80.74K |
CVS HEALTH CORPSOLE | COM | 105.78K | SH | $7.39M 1.46% | 0.00 | 0.00 | 105.78K |
SERVICENOW INCSOLE | COM | 12.49K | SH | $6.98M 1.38% | 0.00 | 0.00 | 12.49K |
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