SYMPHONY FINANCIAL, LTD. CO.

Filed: 5/1/2026ACC: 0001754960-26-000348

📋 What this filing means

SYMPHONY FINANCIAL, LTD. CO. filed this quarterly 13F‑HR report disclosing 315 equity positions with a total reported market value of $755.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

315

Positions

$755.03M

Total AUM (reported)

8.10M

Total Shares

Allocation by class

COM$284.90M37.7%

STATE STREET SPD$110.93M14.7%

INTL EQT ETF$25.48M3.4%

PGIM ULTRA SH BD$20.39M2.7%

GOLD SHS$17.00M2.3%

US SML CP VALU$14.57M1.9%

CAP STK CL A$12.49M1.7%

Portfolio Concentration

Top 3$95.20M12.6%

4–10$132.11M17.5%

11–25$173.44M23.0%

Rest$354.28M46.9%

Top 3 weight

12.6%

Top 10 weight

30.1%

Voting Authority Distribution

Total shares with voting rights: 8.10M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

8.10M

% of voting shares100.0%

Investment Discretion (by position count)

Sole315

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings315

Rows:

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares481.28K

TypeSH

Market value$37.51M

4.97%

Sole

0.00

Shared

0.00

None

481.28K

NVIDIA CORPORATION

SOLE

COM

Shares183.02K

TypeSH

Market value$31.24M

4.14%

Sole

0.00

Shared

0.00

None

183.02K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares274.82K

TypeSH

Market value$26.45M

3.50%

Sole

0.00

Shared

0.00

None

274.82K

AMERICAN CENTY ETF TR

SOLE

INTL EQT ETF

Shares305.88K

TypeSH

Market value$25.48M

3.37%

Sole

0.00

Shared

0.00

None

305.88K

PGIM ETF TR

SOLE

PGIM ULTRA SH BD

Shares411.95K

TypeSH

Market value$20.39M

2.70%

Sole

0.00

Shared

0.00

None

411.95K

APPLE INC

SOLE

COM

Shares77.59K

TypeSH

Market value$19.32M

2.56%

Sole

0.00

Shared

0.00

None

77.59K

AMAZON COM INC

SOLE

COM

Shares83.38K

TypeSH

Market value$17.20M

2.28%

Sole

0.00

Shared

0.00

None

83.38K

SPDR GOLD TR

SOLE

GOLD SHS

Shares40.14K

TypeSH

Market value$17.00M

2.25%

Sole

0.00

Shared

0.00

None

40.14K

MICROSOFT CORP

SOLE

COM

Shares45.98K

TypeSH

Market value$16.77M

2.22%

Sole

0.00

Shared

0.00

None

45.98K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares475.94K

TypeSH

Market value$15.94M

2.11%

Sole

0.00

Shared

0.00

None

475.94K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares277.58K

TypeSH

Market value$15.55M

2.06%

Sole

0.00

Shared

0.00

None

277.58K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares132.82K

TypeSH

Market value$14.57M

1.93%

Sole

0.00

Shared

0.00

None

132.82K

EXXON MOBIL CORP

SOLE

COM

Shares73.66K

TypeSH

Market value$12.73M

1.69%

Sole

0.00

Shared

0.00

None

73.66K

ALPHABET INC

SOLE

CAP STK CL A

Shares44.21K

TypeSH

Market value$12.49M

1.65%

Sole

0.00

Shared

0.00

None

44.21K

AMERICAN CENTY ETF TR

SOLE

AVANTIS EMGMKT

Shares155.63K

TypeSH

Market value$12.23M

1.62%

Sole

0.00

Shared

0.00

None

155.63K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares18.66K

TypeSH

Market value$12.08M

1.60%

Sole

0.00

Shared

0.00

None

18.66K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares36.08K

TypeSH

Market value$11.54M

1.53%

Sole

0.00

Shared

0.00

None

36.08K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares46.24K

TypeSH

Market value$11.31M

1.50%

Sole

0.00

Shared

0.00

None

46.24K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares17.23K

TypeSH

Market value$11.17M

1.48%

Sole

0.00

Shared

0.00

None

17.23K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 QUALITY

Shares144.25K

TypeSH

Market value$10.69M

1.42%

Sole

0.00

Shared

0.00

None

144.25K

BROADCOM INC

SOLE

COM

Shares33.98K

TypeSH

Market value$10.27M

1.36%

Sole

0.00

Shared

0.00

None

33.98K

JOHNSON & JOHNSON

SOLE

COM

Shares41.66K

TypeSH

Market value$10.13M

1.34%

Sole

0.00

Shared

0.00

None

41.66K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares110.16K

TypeSH

Market value$9.89M

1.31%

Sole

0.00

Shared

0.00

None

110.16K

ISHARES TR

SOLE

GLB INFRASTR ETF

Shares145.79K

TypeSH

Market value$9.69M

1.28%

Sole

0.00

Shared

0.00

None

145.79K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares179.80K

TypeSH

Market value$9.10M

1.20%

Sole

0.00

Shared

0.00

None

179.80K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SERIES TRUSTSOLE	STATE STREET SPD	481.28K	SH	$37.51M 4.97%	481.28K
NVIDIA CORPORATIONSOLE	COM	183.02K	SH	$31.24M 4.14%	183.02K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	274.82K	SH	$26.45M 3.50%	274.82K
AMERICAN CENTY ETF TRSOLE	INTL EQT ETF	305.88K	SH	$25.48M 3.37%	305.88K
PGIM ETF TRSOLE	PGIM ULTRA SH BD	411.95K	SH	$20.39M 2.70%	411.95K
APPLE INCSOLE	COM	77.59K	SH	$19.32M 2.56%	77.59K
AMAZON COM INCSOLE	COM	83.38K	SH	$17.20M 2.28%	83.38K
SPDR GOLD TRSOLE	GOLD SHS	40.14K	SH	$17.00M 2.25%	40.14K
MICROSOFT CORPSOLE	COM	45.98K	SH	$16.77M 2.22%	45.98K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	475.94K	SH	$15.94M 2.11%	475.94K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	277.58K	SH	$15.55M 2.06%	277.58K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	132.82K	SH	$14.57M 1.93%	132.82K
EXXON MOBIL CORPSOLE	COM	73.66K	SH	$12.73M 1.69%	73.66K
ALPHABET INCSOLE	CAP STK CL A	44.21K	SH	$12.49M 1.65%	44.21K
AMERICAN CENTY ETF TRSOLE	AVANTIS EMGMKT	155.63K	SH	$12.23M 1.62%	155.63K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	18.66K	SH	$12.08M 1.60%	18.66K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	36.08K	SH	$11.54M 1.53%	36.08K
ISHARES TRSOLE	RUSSELL 2000 ETF	46.24K	SH	$11.31M 1.50%	46.24K
ISHARES TRSOLE	CORE S&P500 ETF	17.23K	SH	$11.17M 1.48%	17.23K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 QUALITY	144.25K	SH	$10.69M 1.42%	144.25K
BROADCOM INCSOLE	COM	33.98K	SH	$10.27M 1.36%	33.98K
JOHNSON & JOHNSONSOLE	COM	41.66K	SH	$10.13M 1.34%	41.66K
ISHARES TRSOLE	CORE MSCI EAFE	110.16K	SH	$9.89M 1.31%	110.16K
ISHARES TRSOLE	GLB INFRASTR ETF	145.79K	SH	$9.69M 1.28%	145.79K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	179.80K	SH	$9.10M 1.20%	179.80K

Page 1 of 13

…