SYMPHONY FINANCIAL, LTD. CO.

Filed: 11/7/2023ACC: 0001754960-23-000320

📋 What this filing means

SYMPHONY FINANCIAL, LTD. CO. filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $408.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

157

Positions

$408.35M

Total AUM (reported)

5.13M

Total Shares

Allocation by class

COM$119.28M29.2%

CORE S&P MCP ETF$28.25M6.9%

CORE MSCI EAFE$22.08M5.4%

CORE S&P US VLU$21.64M5.3%

TOTAL STK MKT$20.87M5.1%

PORTFOLI S&P1500$20.44M5.0%

PRTFLO S&P500 GW$19.02M4.7%

Portfolio Concentration

Top 3$71.97M17.6%

4–10$112.41M27.5%

11–25$97.68M23.9%

Rest$126.29M30.9%

Top 3 weight

17.6%

Top 10 weight

45.2%

Voting Authority Distribution

Total shares with voting rights: 5.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole157

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings157

Rows:

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares113.40K

TypeSH

Market value$28.25M

6.92%

Sole

0.00

Shared

0.00

None

113.40K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares344.95K

TypeSH

Market value$22.08M

5.41%

Sole

0.00

Shared

0.00

None

344.95K

ISHARES TR

SOLE

CORE S&P US VLU

Shares288.45K

TypeSH

Market value$21.64M

5.30%

Sole

0.00

Shared

0.00

None

288.45K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares97.77K

TypeSH

Market value$20.87M

5.11%

Sole

0.00

Shared

0.00

None

97.77K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares390.22K

TypeSH

Market value$20.44M

5.01%

Sole

0.00

Shared

0.00

None

390.22K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares319.88K

TypeSH

Market value$19.02M

4.66%

Sole

0.00

Shared

0.00

None

319.88K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares206.09K

TypeSH

Market value$15.71M

3.85%

Sole

0.00

Shared

0.00

None

206.09K

ISHARES TR

SOLE

CORE S&P US GWT

Shares136.17K

TypeSH

Market value$12.97M

3.18%

Sole

0.00

Shared

0.00

None

136.17K

MICROSOFT CORP

SOLE

COM

Shares36.64K

TypeSH

Market value$11.78M

2.88%

Sole

0.00

Shared

0.00

None

36.64K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares88.48K

TypeSH

Market value$11.61M

2.84%

Sole

0.00

Shared

0.00

None

88.48K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares66.76K

TypeSH

Market value$11.57M

2.83%

Sole

0.00

Shared

0.00

None

66.76K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares208.60K

TypeSH

Market value$8.56M

2.10%

Sole

0.00

Shared

0.00

None

208.60K

SPDR GOLD TR

SOLE

GOLD SHS

Shares48.25K

TypeSH

Market value$8.19M

2.00%

Sole

0.00

Shared

0.00

None

48.25K

AMERICAN CENTY ETF TR

SOLE

INTL EQT ETF

Shares149.40K

TypeSH

Market value$8.18M

2.00%

Sole

0.00

Shared

0.00

None

149.40K

WISDOMTREE TR

SOLE

YIELD ENHANCD US

Shares196.28K

TypeSH

Market value$8.10M

1.98%

Sole

0.00

Shared

0.00

None

196.28K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares273.83K

TypeSH

Market value$7.33M

1.80%

Sole

0.00

Shared

0.00

None

273.83K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares135.76K

TypeSH

Market value$6.78M

1.66%

Sole

0.00

Shared

0.00

None

135.76K

EXXON MOBIL CORP

SOLE

COM

Shares53.32K

TypeSH

Market value$6.17M

1.51%

Sole

0.00

Shared

0.00

None

53.32K

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares184.49K

TypeSH

Market value$5.86M

1.43%

Sole

0.00

Shared

0.00

None

184.49K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 QUALITY

Shares113.79K

TypeSH

Market value$5.70M

1.40%

Sole

0.00

Shared

0.00

None

113.79K

SPDR SER TR

SOLE

PORTFOLIO S&P400

Shares127.10K

TypeSH

Market value$5.49M

1.34%

Sole

0.00

Shared

0.00

None

127.10K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares89.69K

TypeSH

Market value$4.22M

1.03%

Sole

0.00

Shared

0.00

None

89.69K

PHILIP MORRIS INTL INC

SOLE

COM

Shares44.28K

TypeSH

Market value$4.05M

0.99%

Sole

0.00

Shared

0.00

None

44.28K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares67.14K

TypeSH

Market value$3.99M

0.98%

Sole

0.00

Shared

0.00

None

67.14K

SUN LIFE FINANCIAL INC.

SOLE

COM

Shares73.20K

TypeSH

Market value$3.50M

0.86%

Sole

0.00

Shared

0.00

None

73.20K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P MCP ETF	113.40K	SH	$28.25M 6.92%	113.40K
ISHARES TRSOLE	CORE MSCI EAFE	344.95K	SH	$22.08M 5.41%	344.95K
ISHARES TRSOLE	CORE S&P US VLU	288.45K	SH	$21.64M 5.30%	288.45K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	97.77K	SH	$20.87M 5.11%	97.77K
SPDR SER TRSOLE	PORTFOLI S&P1500	390.22K	SH	$20.44M 5.01%	390.22K
SPDR SER TRSOLE	PRTFLO S&P500 GW	319.88K	SH	$19.02M 4.66%	319.88K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	206.09K	SH	$15.71M 3.85%	206.09K
ISHARES TRSOLE	CORE S&P US GWT	136.17K	SH	$12.97M 3.18%	136.17K
MICROSOFT CORPSOLE	COM	36.64K	SH	$11.78M 2.88%	36.64K
ISHARES TRSOLE	MSCI USA QLT FCT	88.48K	SH	$11.61M 2.84%	88.48K
ISHARES TRSOLE	RUSSELL 2000 ETF	66.76K	SH	$11.57M 2.83%	66.76K
SPDR SER TRSOLE	PRTFLO S&P500 VL	208.60K	SH	$8.56M 2.10%	208.60K
SPDR GOLD TRSOLE	GOLD SHS	48.25K	SH	$8.19M 2.00%	48.25K
AMERICAN CENTY ETF TRSOLE	INTL EQT ETF	149.40K	SH	$8.18M 2.00%	149.40K
WISDOMTREE TRSOLE	YIELD ENHANCD US	196.28K	SH	$8.10M 1.98%	196.28K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	273.83K	SH	$7.33M 1.80%	273.83K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	135.76K	SH	$6.78M 1.66%	135.76K
EXXON MOBIL CORPSOLE	COM	53.32K	SH	$6.17M 1.51%	53.32K
VERIZON COMMUNICATIONS INCSOLE	COM	184.49K	SH	$5.86M 1.43%	184.49K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 QUALITY	113.79K	SH	$5.70M 1.40%	113.79K
SPDR SER TRSOLE	PORTFOLIO S&P400	127.10K	SH	$5.49M 1.34%	127.10K
ISHARES INCSOLE	CORE MSCI EMKT	89.69K	SH	$4.22M 1.03%	89.69K
PHILIP MORRIS INTL INCSOLE	COM	44.28K	SH	$4.05M 0.99%	44.28K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	67.14K	SH	$3.99M 0.98%	67.14K
SUN LIFE FINANCIAL INC.SOLE	COM	73.20K	SH	$3.50M 0.86%	73.20K

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