SYMPHONY FINANCIAL, LTD. CO.

Filed: 5/3/2023ACC: 0001754960-23-000142

📋 What this filing means

SYMPHONY FINANCIAL, LTD. CO. filed this quarterly 13F‑HR report disclosing 202 equity positions with a total reported market value of $386.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

202

Positions

$386.09M

Total AUM (reported)

5.12M

Total Shares

Allocation by class

COM$163.83M42.4%

PRTFLO S&P500 GW$19.40M5.0%

PORTFOLI S&P1500$18.26M4.7%

CORE S&P MCP ETF$17.09M4.4%

MSCI USA QLT FCT$15.64M4.0%

CORE S&P US VLU$12.32M3.2%

CORE MSCI EAFE$11.32M2.9%

Portfolio Concentration

Top 3$54.74M14.2%

4–10$79.86M20.7%

11–25$90.81M23.5%

Rest$160.68M41.6%

Top 3 weight

14.2%

Top 10 weight

34.9%

Voting Authority Distribution

Total shares with voting rights: 5.12M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.12M

% of voting shares100.0%

Investment Discretion (by position count)

Sole202

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings202

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares354.60K

TypeSH

Market value$19.40M

5.02%

Sole

0.00

Shared

0.00

None

354.60K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares366.94K

TypeSH

Market value$18.26M

4.73%

Sole

0.00

Shared

0.00

None

366.94K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares69.47K

TypeSH

Market value$17.09M

4.43%

Sole

0.00

Shared

0.00

None

69.47K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares127.24K

TypeSH

Market value$15.64M

4.05%

Sole

0.00

Shared

0.00

None

127.24K

ISHARES TR

SOLE

CORE S&P US VLU

Shares168.73K

TypeSH

Market value$12.32M

3.19%

Sole

0.00

Shared

0.00

None

168.73K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares169.47K

TypeSH

Market value$11.32M

2.93%

Sole

0.00

Shared

0.00

None

169.47K

APPLE INC

SOLE

COM

Shares65.53K

TypeSH

Market value$10.67M

2.76%

Sole

0.00

Shared

0.00

None

65.53K

MICROSOFT CORP

SOLE

COM

Shares36.53K

TypeSH

Market value$10.38M

2.69%

Sole

0.00

Shared

0.00

None

36.53K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares56.28K

TypeSH

Market value$9.87M

2.56%

Sole

0.00

Shared

0.00

None

56.28K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares47.70K

TypeSH

Market value$9.67M

2.50%

Sole

0.00

Shared

0.00

None

47.70K

SPDR GOLD TR

SOLE

GOLD SHS

Shares47.43K

TypeSH

Market value$8.74M

2.26%

Sole

0.00

Shared

0.00

None

47.43K

PGIM ETF TR

SOLE

PGIM ULTRA SH BD

Shares177.12K

TypeSH

Market value$8.73M

2.26%

Sole

0.00

Shared

0.00

None

177.12K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares199.78K

TypeSH

Market value$8.26M

2.14%

Sole

0.00

Shared

0.00

None

199.78K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares140.25K

TypeSH

Market value$7.05M

1.83%

Sole

0.00

Shared

0.00

None

140.25K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares170.48K

TypeSH

Market value$6.85M

1.77%

Sole

0.00

Shared

0.00

None

170.48K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares241.86K

TypeSH

Market value$6.70M

1.73%

Sole

0.00

Shared

0.00

None

241.86K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares79.35K

TypeSH

Market value$5.78M

1.50%

Sole

0.00

Shared

0.00

None

79.35K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 QUALITY

Shares120.33K

TypeSH

Market value$5.63M

1.46%

Sole

0.00

Shared

0.00

None

120.33K

EXXON MOBIL CORP

SOLE

COM

Shares51.22K

TypeSH

Market value$5.61M

1.45%

Sole

0.00

Shared

0.00

None

51.22K

ISHARES TR

SOLE

CORE S&P US GWT

Shares58.98K

TypeSH

Market value$5.23M

1.35%

Sole

0.00

Shared

0.00

None

58.98K

ALTRIA GROUP INC

SOLE

COM

Shares110.80K

TypeSH

Market value$4.93M

1.28%

Sole

0.00

Shared

0.00

None

110.80K

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares122.50K

TypeSH

Market value$4.74M

1.23%

Sole

0.00

Shared

0.00

None

122.50K

AMAZON COM INC

SOLE

COM

Shares46.24K

TypeSH

Market value$4.72M

1.22%

Sole

0.00

Shared

0.00

None

46.24K

ADOBE SYSTEMS INCORPORATED

SOLE

COM

Shares10.34K

TypeSH

Market value$3.95M

1.02%

Sole

0.00

Shared

0.00

None

10.34K

PHILIP MORRIS INTL INC

SOLE

COM

Shares40.39K

TypeSH

Market value$3.90M

1.01%

Sole

0.00

Shared

0.00

None

40.39K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	354.60K	SH	$19.40M 5.02%	354.60K
SPDR SER TRSOLE	PORTFOLI S&P1500	366.94K	SH	$18.26M 4.73%	366.94K
ISHARES TRSOLE	CORE S&P MCP ETF	69.47K	SH	$17.09M 4.43%	69.47K
ISHARES TRSOLE	MSCI USA QLT FCT	127.24K	SH	$15.64M 4.05%	127.24K
ISHARES TRSOLE	CORE S&P US VLU	168.73K	SH	$12.32M 3.19%	168.73K
ISHARES TRSOLE	CORE MSCI EAFE	169.47K	SH	$11.32M 2.93%	169.47K
APPLE INCSOLE	COM	65.53K	SH	$10.67M 2.76%	65.53K
MICROSOFT CORPSOLE	COM	36.53K	SH	$10.38M 2.69%	36.53K
ISHARES TRSOLE	RUSSELL 2000 ETF	56.28K	SH	$9.87M 2.56%	56.28K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	47.70K	SH	$9.67M 2.50%	47.70K
SPDR GOLD TRSOLE	GOLD SHS	47.43K	SH	$8.74M 2.26%	47.43K
PGIM ETF TRSOLE	PGIM ULTRA SH BD	177.12K	SH	$8.73M 2.26%	177.12K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	199.78K	SH	$8.26M 2.14%	199.78K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	140.25K	SH	$7.05M 1.83%	140.25K
SPDR SER TRSOLE	PRTFLO S&P500 VL	170.48K	SH	$6.85M 1.77%	170.48K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	241.86K	SH	$6.70M 1.73%	241.86K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	79.35K	SH	$5.78M 1.50%	79.35K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 QUALITY	120.33K	SH	$5.63M 1.46%	120.33K
EXXON MOBIL CORPSOLE	COM	51.22K	SH	$5.61M 1.45%	51.22K
ISHARES TRSOLE	CORE S&P US GWT	58.98K	SH	$5.23M 1.35%	58.98K
ALTRIA GROUP INCSOLE	COM	110.80K	SH	$4.93M 1.28%	110.80K
VERIZON COMMUNICATIONS INCSOLE	COM	122.50K	SH	$4.74M 1.23%	122.50K
AMAZON COM INCSOLE	COM	46.24K	SH	$4.72M 1.22%	46.24K
ADOBE SYSTEMS INCORPORATEDSOLE	COM	10.34K	SH	$3.95M 1.02%	10.34K
PHILIP MORRIS INTL INCSOLE	COM	40.39K	SH	$3.90M 1.01%	40.39K

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