SWIFT JAMES WALKER

PrivateCIK: 1868652
Location

BIRMINGHAM, AL

SWIFT JAMES WALKER (Chief Operating Officer) exercised options at SOUTHERN STATES BANCSHARES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises
InsiderSWIFT JAMES WALKERCIK 1868652
Officer· Chief Operating Officer
Since Aug 2021
-28.37K
Net shares
Net seller
$750.3K
Total sold
0
Open market trades
0B · 0S
13
Total transactions
39.11K acquired · 67.48K disposed
Non-Derivative Transactions7

Common Stock, par value $5.00 per share

Direct
M · Option Exercise

Shares

+5K

Price / share

$10.00

Trade value

$50K

% of position

9.0%
5/7/2024
55.54K60.54K

Common Stock, par value $5.00 per share

Direct
M · Option Exercise

Shares

+7.50K

Price / share

$14.50

Trade value

$108.75K

% of position

12.4%
5/7/2024
60.54K68.04K

Common Stock, par value $5.00 per share

Direct
M · Option Exercise

Shares

+9.53K

Price / share

$16.00

Trade value

$152.46K

% of position

14.0%
5/7/2024
68.04K77.57K

Common Stock, par value $5.00 per share

Direct
M · Option Exercise

Shares

+10.83K

Price / share

$20.10

Trade value

$217.64K

% of position

14.0%
5/7/2024
77.57K88.40K

Common Stock, par value $5.00 per share

Direct
M · Option Exercise

Shares

+3.87K

Price / share

$20.03

Trade value

$77.42K

% of position

4.4%
5/7/2024
88.40K92.26K

Common Stock, par value $5.00 per share

Direct
M · Option Exercise

Shares

+2.39K

Price / share

$20.61

Trade value

$49.28K

% of position

2.6%
5/7/2024
92.26K94.65K

Common Stock, par value $5.00 per share

Direct
F · Tax Withholding

Shares

28.37K

Price / share

$26.45

Trade value

$750.28K

% of position

30.0%
5/7/2024
94.65K66.29K
Total

Net shares

+10.75K

Net value

-$94.73K

Derivative Transactions6

STOCK OPTIONS (RIGHT TO BUY)

Direct
M · Option Exercise
Converts to

Common Stock

5K shares

Shares

5K

Strike price

10

Held after

0.00

Exercisable

5/7/2024

STOCK OPTIONS (RIGHT TO BUY)

Direct
M · Option Exercise
Converts to

Common Stock

7.50K shares

Shares

7.50K

Strike price

14.50

Held after

0.00

Exercisable

5/7/2024

STOCK OPTIONS (RIGHT TO BUY)

Direct
M · Option Exercise
Converts to

Common Stock

9.53K shares

Shares

9.53K

Strike price

16

Held after

0.00

Exercisable

5/7/2024

STOCK OPTION (RIGHT TO BUY)

Direct
M · Option Exercise
Converts to

Common Stock

10.83K shares

Shares

10.83K

Strike price

20.10

Held after

0.00

Exercisable

5/7/2024

STOCK OPTION (RIGHT TO BUY)

Direct
M · Option Exercise
Converts to

Common Stock

3.87K shares

Shares

3.87K

Strike price

20.03

Held after

0.00

Exercisable

5/7/2024

STOCK OPTIONS (RIGHT TO BUY)

Direct
M · Option Exercise
Converts to

Common Stock

2.39K shares

Shares

2.39K

Strike price

20.61

Held after

797.00

Exercisable

5/7/2024
SWIFT JAMES WALKER — Insider Transaction (Form 4) Filed May 8, 2024 | Finecho