SWIFT JAMES WALKER

PrivateCIK: 1868652
Location

BIRMINGHAM, AL

SWIFT JAMES WALKER enters SOUTHERN STATES BANCSHARES, INC. with 22.76K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives
InsiderSWIFT JAMES WALKERCIK 1868652
Officer· Chief Operating Officer
Since Aug 2021
22.76K
Baseline shares
100% direct
22.76K
Direct ownership
1 position
46.72K
Derivative underlying
5 instruments
1
Security positions
All direct
Non-Derivative Holdings1

Common Stock, par value $5.00 per share

Direct
Shares owned22.76K
Total
22.76K direct22.76K
Derivative Holdings5

STOCK OPTION (RIGHT TO BUY)

Direct
Underlying security
Common Stock, par value $5.00 per share

Underlying shares

3.87K

Shares owned

N/A

Exercise price

20.03

Expiration

Exercise window

STOCK OPTION (RIGHT TO BUY)

Direct
Underlying security
Common Stock, par value $5.00 per share

Underlying shares

9.53K

Shares owned

N/A

Exercise price

16.00

Expiration

Exercise window

STOCK OPTION (RIGHT TO BUY)

Direct
Underlying security
Common Stock, par value $5.00 per share

Underlying shares

15K

Shares owned

N/A

Exercise price

10.00

Expiration

Exercise window

STOCK OPTION (RIGHT TO BUY)

Direct
Underlying security
Common Stock, par value $5.00 per share

Underlying shares

10.83K

Shares owned

N/A

Exercise price

20.10

Expiration

Exercise window

STOCK OPTION (RIGHT TO BUY)

Direct
Underlying security
Common Stock, par value $5.00 per share

Underlying shares

7.50K

Shares owned

N/A

Exercise price

14.50

Expiration

Exercise window

Total

Underlying

46.72K

Owned

0.00

SWIFT JAMES WALKER — Initial Ownership Disclosure (Form 3) Filed Aug 11, 2021 | Finecho