SWEENEY JOSEPH EDWARD (Pres-AWM Products & Services) received a stock award from AMERIPRISE FINANCIAL INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 2/3/2026ACC: 0001335749-26-000005
Officer· Pres-AWM Products & Services
Since Jul 2018
+7.03K
Net shares
Net buyer
$123.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
7.26K acquired · 235.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−235.00
Price / share
$527.19
Trade value
$123.89K
% of position
2.4%
1/31/2026
9.99K→9.76K
Common Stock
Direct
Shares
+1.70K
Price / share
—
Trade value
—
% of position
17.4%
2/2/2026
9.76K→11.46K
Total
Net shares
+1.47K
Net value
-$123.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2026 | F · Tax Withholding | −235.00 | $527.19 | $123.89K | 2.4% | 9.99K | 9.76K |
| Common Stock Direct | 2/2/2026 | A · Award | +1.70K | — | — | 17.4% | 9.76K | 11.46K |
| Total | +1.47K | -$123.89K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
5.56K shares
Shares
+5.56K
Strike price
532.18
Held after
5.56K
Exercisable
—
2/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock5.56K shares | 2/2/2026 | A · Award | +5.56K | 532.18 | — | 5.56K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned296.33
Total
296.33 indirect296.33
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 296.33 | Indirect |
| Total | 296.33 | 296.33 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported