SWEENEY JAMES E

PrivateCIK: 1410547
Location

SEATTLE, WA

SWEENEY JAMES E exercised options at SOUND FINANCIAL BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises
InsiderSWEENEY JAMES ECIK 1410547
Director
Since Jan 2019
0.00
Net shares
Net seller
$55.5K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
3.25K acquired · 3.25K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+2.68K

Price / share

$16.80

Trade value

$44.97K

% of position

21.1%
2/3/2023
12.70K15.37K

Common Stock

Direct
M · Option Exercise

Shares

+574.00

Price / share

$18.36

Trade value

$10.54K

% of position

3.7%
2/3/2023
15.37K15.95K
Total

Net shares

+3.25K

Net value

$55.51K

Derivative Transactions2

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

2.68K shares

Shares

2.68K

Strike price

16.80

Held after

0.00

Exercisable

2/3/2023

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

574.00 shares

Shares

574.00

Strike price

18.36

Held after

0.00

Exercisable

2/3/2023
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned5.74K
Total
5.74K indirect5.74K
Derivative Holdings (Post-Transaction)5

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

320.00

Shares owned

320.00

Exercise price

42.8500

Expiration

Exercise window

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

120.00

Shares owned

120.00

Exercise price

36.2600

Expiration

Exercise window

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

250.00

Shares owned

250.00

Exercise price

33.5000

Expiration

Exercise window

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

320.00

Shares owned

320.00

Exercise price

40.1300

Expiration

Exercise window

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

300.00

Shares owned

300.00

Exercise price

32.4600

Expiration

Exercise window

Total

Underlying

1.31K

Owned

1.31K

SWEENEY JAMES E — Insider Transaction (Form 4) Filed Feb 7, 2023 | Finecho