SWARTZMAN LISA enters TERRASCEND CORP. with 106.49K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/3/2022ACC: 0001104659-22-000577
106.49K
Baseline shares
100% direct
106.49K
Direct ownership
1 position
400K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Shares
DirectShares owned106.49K
Total
106.49K direct106.49K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares | 106.49K | Direct |
| Total | 106.49K | 106.49K direct |
Derivative Holdings2
Stock Option (right to buy)
DirectUnderlying security
Common Shares
Underlying shares
150K
Shares owned
N/A
Exercise price
6.44
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Shares
Underlying shares
250K
Shares owned
N/A
Exercise price
2.30
Expiration
—
Exercise window
—
Total
Underlying
400K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Shares | 6.44 | — | — | 150K | N/A |
| Stock Option (right to buy) Direct | Common Shares | 2.30 | — | — | 250K | N/A |
| Total | 400K | 0.00 | ||||