SWANSON TODD (Chief Operating Officer) reported 2 transactions at FINISAR CORP
Review the transaction codes below to understand the nature of each event.
Filed: 9/25/2019ACC: 0001094739-19-000100
Officer· Chief Operating Officer
Since May 2019
-349.94K
Net shares
Net seller
$6.12M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
349.94K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−135.63K
Price / share
$23.80
Trade value
$3.23M
% of position
52.7%
9/24/2019
257.26K→121.64K
Common Stock
Direct
Shares
−121.64K
Price / share
$23.80
Trade value
$2.89M
% of position
New position
9/24/2019
121.64K→0.00
Total
Net shares
−257.26K
Net value
-$6.12M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/24/2019 | D · Disposition | −135.63K | $23.80 | $3.23M | 52.7% | 257.26K | 121.64K |
| Common Stock Direct | 9/24/2019 | D · Disposition | −121.64K | $23.80 | $2.89M | New position | 121.64K | 0.00 |
| Total | −257.26K | -$6.12M | ||||||
Derivative Transactions3
Performance Restricted Stock Unit
Direct
Converts to
Common Stock
15.75K shares
Shares
−15.75K
Strike price
0.0
Held after
45.83K
Exercisable
—
9/24/2019
Performance Restricted Stock Unit
Direct
Converts to
Common Stock
45.83K shares
Shares
−45.83K
Strike price
0.0
Held after
0.00
Exercisable
—
9/24/2019
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
31.09K shares
Shares
−31.09K
Strike price
8.29
Held after
0.00
Exercisable
—
9/24/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Restricted Stock Unit Direct | Common Stock15.75K shares | 9/24/2019 | D · Disposition | −15.75K | 0.0 | — | 45.83K |
| Performance Restricted Stock Unit Direct | Common Stock45.83K shares | 9/24/2019 | E · E | −45.83K | 0.0 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock31.09K shares | 9/24/2019 | D · Disposition | −31.09K | 8.29 | — | 0.00 |