SWANSON BRIAN D exercised options at AXOS FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/16/2026ACC: 0001777936-26-000005
+1.15K
Net shares
Net buyer
$168.9K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
6.35K acquired · 5.20K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.38K
Price / share
$92.68
Trade value
$313.35K
% of position
5.8%
9/15/2026
58.02K→61.40K
Common Stock
Direct
Shares
−1.82K
Price / share
$92.68
Trade value
$168.86K
% of position
3.0%
9/15/2026
61.40K→59.58K
Total
Net shares
+1.56K
Net value
$144.49K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2026 | M · Option Exercise | +3.38K | $92.68 | $313.35K | 5.8% | 58.02K | 61.40K |
| Common Stock Direct | 9/15/2026 | D · Disposition | −1.82K | $92.68 | $168.86K | 3.0% | 61.40K | 59.58K |
| Total | +1.56K | $144.49K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
3.38K shares
Shares
−3.38K
Strike price
Held after
17.27K
Exercisable
—
9/15/2026
Restricted Stock Units
Direct
Converts to
Common Stock
2.97K shares
Shares
+2.97K
Strike price
Held after
20.24K
Exercisable
—
9/15/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock3.38K shares | 9/15/2026 | M · Option Exercise | −3.38K | — | 17.27K | |
| Restricted Stock Units Direct | Common Stock2.97K shares | 9/15/2026 | A · Award | +2.97K | — | 20.24K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned2.87K
Total
2.87K indirect2.87K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.87K | Indirect |
| Total | 2.87K | 2.87K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported