SWANSON BRIAN D exercised options at AXOS FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/24/2026ACC: 0001777936-26-000003
-2.22K
Net shares
Net seller
$184.2K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
4.12K acquired · 6.34K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+2.94K
Price / share
$82.93
Trade value
$244.06K
% of position
5.2%
3/20/2026
56.12K→59.07K
Common Stock
Direct
Shares
+1.18K
Price / share
$82.93
Trade value
$97.61K
% of position
2.0%
3/20/2026
59.07K→60.24K
Common Stock
Direct
Shares
−1.59K
Price / share
$82.93
Trade value
$131.61K
% of position
2.6%
3/20/2026
60.24K→58.66K
Common Stock
Direct
Shares
−634.00
Price / share
$82.93
Trade value
$52.58K
% of position
1.1%
3/20/2026
58.66K→58.02K
Total
Net shares
+1.90K
Net value
$157.48K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/20/2026 | M · Option Exercise | +2.94K | $82.93 | $244.06K | 5.2% | 56.12K | 59.07K |
| Common Stock Direct | 3/20/2026 | M · Option Exercise | +1.18K | $82.93 | $97.61K | 2.0% | 59.07K | 60.24K |
| Common Stock Direct | 3/20/2026 | D · Disposition | −1.59K | $82.93 | $131.61K | 2.6% | 60.24K | 58.66K |
| Common Stock Direct | 3/20/2026 | D · Disposition | −634.00 | $82.93 | $52.58K | 1.1% | 58.66K | 58.02K |
| Total | +1.90K | $157.48K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
2.94K shares
Shares
−2.94K
Strike price
Held after
21.83K
Exercisable
—
3/20/2026
Restricted Stock Units
Direct
Converts to
Common Stock
1.18K shares
Shares
−1.18K
Strike price
Held after
20.66K
Exercisable
—
3/20/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.94K shares | 3/20/2026 | M · Option Exercise | −2.94K | — | 21.83K | |
| Restricted Stock Units Direct | Common Stock1.18K shares | 3/20/2026 | M · Option Exercise | −1.18K | — | 20.66K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned2.87K
Total
2.87K indirect2.87K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.87K | Indirect |
| Total | 2.87K | 2.87K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported