SWANSON BRIAN D exercised options at AXOS FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SWANSON BRIAN D

Filed: 3/16/2026ACC: 0001777936-26-000001

InsiderSWANSON BRIAN DCIK 1777936

→

IssuerAXOS FINANCIAL, INC.CIK 1299709

Other

Since Jul 2019

+364.00

Net shares

Net buyer

$122.8K

Total sold

Open market trades

0B · 0S

Total transactions

4.42K acquired · 4.05K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+1.39K

Price / share

$84.68

Trade value

$117.45K

% of position

2.5%

3/15/2026

54.97K→56.36K

Common Stock

Direct

M · Option Exercise

+1.21K

Price / share

$84.68

Trade value

$102.80K

% of position

2.2%

3/15/2026

56.36K→57.57K

Common Stock

Direct

D · Disposition

−796.00

Price / share

$84.68

Trade value

$67.41K

% of position

1.4%

3/15/2026

57.57K→56.78K

Common Stock

Direct

D · Disposition

−654.00

Price / share

$84.68

Trade value

$55.38K

% of position

1.2%

3/15/2026

56.78K→56.12K

Total

Net shares

+1.15K

Net value

$97.47K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/15/2026	M · Option Exercise	+1.39K	$84.68	$117.45K	2.5%	54.97K	56.36K
Common Stock Direct	3/15/2026	M · Option Exercise	+1.21K	$84.68	$102.80K	2.2%	56.36K	57.57K
Common Stock Direct	3/15/2026	D · Disposition	−796.00	$84.68	$67.41K	1.4%	57.57K	56.78K
Common Stock Direct	3/15/2026	D · Disposition	−654.00	$84.68	$55.38K	1.2%	56.78K	56.12K
Total			+1.15K		$97.47K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.39K shares

−1.39K

Strike price

Held after

24.18K

Exercisable

—

3/15/2026

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.21K shares

−1.21K

Strike price

Held after

22.96K

Exercisable

—

3/15/2026

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

1.81K shares

+1.81K

Strike price

Held after

24.78K

Exercisable

—

3/15/2026

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.39K shares	3/15/2026	M · Option Exercise	−1.39K	—	24.18K
Restricted Stock Units Direct	Common Stock1.21K shares	3/15/2026	M · Option Exercise	−1.21K	—	22.96K
Restricted Stock Units Direct	Common Stock1.81K shares	3/15/2026	A · Award	+1.81K	—	24.78K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned2.87K

Total

2.87K indirect2.87K

Security Title	Shares Owned	Ownership Type
Common Stock	2.87K	Indirect
Total	2.87K	2.87K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported