SWANSON AL (Executive VP & CFO) exercised options at PLAINS ALL AMERICAN PIPELINE LP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/17/2020ACC: 0001615619-20-000104
Officer· Executive VP & CFO
Since Aug 2018
+141.33K
Net shares
Net buyer
$72.1K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
173.38K acquired · 32.05K disposed
Non-Derivative Transactions2
Common Units
Direct
Shares
+23K
Price / share
—
Trade value
—
% of position
9.8%
8/14/2020
234.36K→257.36K
Common Units
Direct
Shares
−9.05K
Price / share
$7.97
Trade value
$72.14K
% of position
3.5%
8/14/2020
257.36K→248.31K
Total
Net shares
+13.95K
Net value
-$72.14K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Units Direct | 8/14/2020 | M · Option Exercise | +23K | — | — | 9.8% | 234.36K | 257.36K |
| Common Units Direct | 8/14/2020 | F · Tax Withholding | −9.05K | $7.97 | $72.14K | 3.5% | 257.36K | 248.31K |
| Total | +13.95K | -$72.14K | ||||||
Derivative Transactions2
Phantom Units
Direct
Converts to
Common Units
150.38K shares
Shares
+150.38K
Strike price
Held after
150.38K
Exercisable
—
8/13/2020
Phantom Units
Direct
Converts to
Common Units
23K shares
Shares
−23K
Strike price
Held after
23K
Exercisable
—
8/14/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Units Direct | Common Units150.38K shares | 8/13/2020 | A · Award | +150.38K | — | 150.38K | |
| Phantom Units Direct | Common Units23K shares | 8/14/2020 | M · Option Exercise | −23K | — | 23K |