SWAIN CAROL exercised options at NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/8/2026ACC: 0001437749-26-011667
Director
Since Aug 2022
-3.91K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
7.81K acquired · 11.72K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+7.81K
Price / share
—
Trade value
—
% of position
36.6%
4/3/2026
21.37K→29.18K
Common Stock
Direct
Shares
−3.91K
Price / share
—
Trade value
—
% of position
13.4%
4/3/2026
29.18K→25.28K
Total
Net shares
+3.91K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/3/2026 | M · Option Exercise | +7.81K | — | — | 36.6% | 21.37K | 29.18K |
| Common Stock Direct | 4/3/2026 | D · Disposition | −3.91K | — | — | 13.4% | 29.18K | 25.28K |
| Total | +3.91K | $0.00 | ||||||
Derivative Transactions1
Restricted Share Units
Direct
Converts to
Common Shares
7.81K shares
Shares
−7.81K
Strike price
Held after
0.00
Exercisable
—
4/3/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Common Shares7.81K shares | 4/3/2026 | M · Option Exercise | −7.81K | — | 0.00 |