SWAIN CAROL exercised options at NEXPOINT REAL ESTATE FINANCE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/7/2026ACC: 0001437749-26-011518
Director
Since Aug 2022
+3.40K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
11.67K acquired · 8.28K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.52K
Price / share
—
Trade value
—
% of position
62.7%
4/3/2026
8.80K→14.32K
Common Stock
Direct
Shares
−2.76K
Price / share
—
Trade value
—
% of position
19.3%
4/3/2026
14.32K→11.56K
Total
Net shares
+2.76K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/3/2026 | M · Option Exercise | +5.52K | — | — | 62.7% | 8.80K | 14.32K |
| Common Stock Direct | 4/3/2026 | D · Disposition | −2.76K | — | — | 19.3% | 14.32K | 11.56K |
| Total | +2.76K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
6.15K shares
Shares
+6.15K
Strike price
Held after
6.15K
Exercisable
—
4/2/2026
Restricted Stock Units
Direct
Converts to
Common Stock
5.52K shares
Shares
−5.52K
Strike price
Held after
0.00
Exercisable
—
4/3/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock6.15K shares | 4/2/2026 | A · Award | +6.15K | — | 6.15K | |
| Restricted Stock Units Direct | Common Stock5.52K shares | 4/3/2026 | M · Option Exercise | −5.52K | — | 0.00 |