SWAHN ANDERS exercised options at AQUANTIA CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/14/2018ACC: 0001209191-18-058557
-5K
Net shares
Net seller
$50.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5K acquired · 10K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5K
Price / share
$2.10
Trade value
$10.50K
% of position
58.6%
11/12/2018
8.53K→13.53K
Common Stock
Direct
Shares
−5K
Price / share
$10.00
Trade value
$50K
% of position
37.0%
11/12/2018
13.53K→8.53K
Total
Net shares
+0.00
Net value
-$39.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/12/2018 | M · Option Exercise | +5K | $2.10 | $10.50K | 58.6% | 8.53K | 13.53K |
| Common Stock Direct | 11/12/2018 | D · Disposition | −5K | $10.00 | $50K | 37.0% | 13.53K | 8.53K |
| Total | +0.00 | -$39.50K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
2.10
Held after
38K
Exercisable
—
11/12/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock5K shares | 11/12/2018 | M · Option Exercise | −5K | 2.10 | — | 38K |