SUTTON MARINA PARK

PrivateCIK: 1788870

Location

SAN JOSE, CA

SUTTON MARINA PARK exercised options at HERITAGE COMMERCE CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SUTTON MARINA PARK

Filed: 5/13/2025ACC: 0001593968-25-000606

InsiderSUTTON MARINA PARKCIK 1788870

→

IssuerHERITAGE COMMERCE CORPCIK 1053352

Director

Since Oct 2019

0.00

Net shares

Net seller

$12.2K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

2.47K acquired · 2.47K disposed

Non-Derivative Transactions1

Common Stock, No Par Value

Indirect

M · Option Exercise

Shares

+2.47K

Price / share

$4.92

Trade value

$12.15K

% of position

5.1%

5/12/2025

48.16K→50.63K

Total

Net shares

+2.47K

Net value

$12.15K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, No Par Value Indirect	5/12/2025	M · Option Exercise	+2.47K	$4.92	$12.15K	5.1%	48.16K	50.63K
Total			+2.47K		$12.15K

Derivative Transactions1

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Heritage Commerce Corp - Common Stock

2.47K shares

Shares

−2.47K

Strike price

4.92

Held after

0.00

Exercisable

—

5/12/2025

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Heritage Commerce Corp - Common Stock2.47K shares	5/12/2025	M · Option Exercise	−2.47K	4.92	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock, No Par Value

Direct

Shares owned69.95K

Total

69.95K direct69.95K

Security Title	Shares Owned	Ownership Type
Common Stock, No Par Value	69.95K	Direct
Total	69.95K	69.95K direct

Derivative Holdings (Post-Transaction)4

Employee Stock Option (right to buy)

Direct

Underlying security

Heritage Commerce Corp - Common Stock

Underlying shares

2.47K

Shares owned

2.47K

Exercise price

10.31

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Heritage Commerce Corp - Common Stock

Underlying shares

2.47K

Shares owned

2.47K

Exercise price

5.5

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Heritage Commerce Corp - Common Stock

Underlying shares

2.47K

Shares owned

2.47K

Exercise price

7.12

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Heritage Commerce Corp - Common Stock

Underlying shares

2.47K

Shares owned

2.47K

Exercise price

10.77

Expiration

—

Exercise window

—

Total

Underlying

9.88K

Owned

9.88K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (right to buy) Direct	Heritage Commerce Corp - Common Stock	10.31	—	—	2.47K	2.47K
Employee Stock Option (right to buy) Direct	Heritage Commerce Corp - Common Stock	5.5	—	—	2.47K	2.47K
Employee Stock Option (right to buy) Direct	Heritage Commerce Corp - Common Stock	7.12	—	—	2.47K	2.47K
Employee Stock Option (right to buy) Direct	Heritage Commerce Corp - Common Stock	10.77	—	—	2.47K	2.47K
Total					9.88K	9.88K

SUTTON MARINA PARK — Insider Transaction (Form 4) Filed May 13, 2025 | Finecho