SUSTAINABLE OPPORTUNITIES HOLDINGS LLC exercised options at TMC THE METALS CO INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Shares
Shares
+7.41M
Price / share
—
Trade value
—
% of position
Common Shares
Shares
−741K
Price / share
—
Trade value
—
% of position
Net shares
+6.67M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 9/9/2021 | M · Option Exercise | +7.41M | — | — | New position | 0.00 | 7.41M |
| Common Shares Direct | 9/9/2021 | D · Disposition | −741K | — | — | 10.0% | 7.41M | 6.67M |
| Total | +6.67M | $0.00 | ||||||
Class B ordinary shares
Class A ordinary shares
7.41M shares
Shares
−7.41M
Strike price
Held after
0.00
Exercisable
—
Class I Special Shares
Common Shares
500K shares
Shares
+500K
Strike price
Held after
500K
Exercisable
—
Class J Special Shares
Common Shares
741K shares
Shares
+741K
Strike price
Held after
741K
Exercisable
—
Warrants to purchase Common Shares
Common Shares
9.50M shares
Shares
+9.50M
Strike price
11.50
Held after
9.50M
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B ordinary shares Direct | Class A ordinary shares7.41M shares | 9/9/2021 | M · Option Exercise | −7.41M | — | 0.00 | |
| Class I Special Shares Direct | Common Shares500K shares | 9/9/2021 | A · Award | +500K | — | 500K | |
| Class J Special Shares Direct | Common Shares741K shares | 9/9/2021 | A · Award | +741K | — | 741K | |
| Warrants to purchase Common Shares Direct | Common Shares9.50M shares | 9/9/2021 | J · J | +9.50M | 11.50 | — | 9.50M |