SUSQUEHANNA SECURITIES, LLC reported 3 transactions at NUBURU, INC.
Review the transaction codes below to understand the nature of each event.
Class A Common Stock
Shares
−372.50K
Price / share
$10.00
Trade value
$3.73M
% of position
Class A Common Stock
Shares
+300.00
Price / share
$7.50
Trade value
$2.25K
% of position
Class A Common Stock
Shares
+20.20K
Price / share
$12.50
Trade value
$252.50K
% of position
Net shares
−352K
Net value
-$3.47M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 1/20/2023 | X · X | −372.50K | $10.00 | $3.73M | 84.0% | 443.57K | 71.07K |
| Class A Common Stock Direct | 1/20/2023 | X · X | +300.00 | $7.50 | $2.25K | 0.4% | 71.07K | 71.37K |
| Class A Common Stock Direct | 1/20/2023 | X · X | +20.20K | $12.50 | $252.50K | 28.3% | 71.37K | 91.57K |
| Total | −352K | -$3.47M | ||||||
Put Option (right to sell)
Class A Common Stock
372.50K shares
Shares
−3.73K
Strike price
10.00
Held after
0.00
Exercisable
—
Call Option (obligation to sell)
Class A Common Stock
1K shares
Shares
−10.00
Strike price
12.50
Held after
0.00
Exercisable
—
Put Option (obligation to buy)
Class A Common Stock
300.00 shares
Shares
−3.00
Strike price
7.50
Held after
44.00
Exercisable
—
Put Option (obligation to buy)
Class A Common Stock
4.40K shares
Shares
−44.00
Strike price
7.50
Held after
0.00
Exercisable
—
Put Option (obligation to buy)
Class A Common Stock
20.20K shares
Shares
−202.00
Strike price
12.50
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Put Option (right to sell) Direct | Class A Common Stock372.50K shares | 1/20/2023 | X · X | −3.73K | 10.00 | — | 0.00 |
| Call Option (obligation to sell) Direct | Class A Common Stock1K shares | 1/20/2023 | E · E | −10.00 | 12.50 | — | 0.00 |
| Put Option (obligation to buy) Direct | Class A Common Stock300.00 shares | 1/20/2023 | X · X | −3.00 | 7.50 | — | 44.00 |
| Put Option (obligation to buy) Direct | Class A Common Stock4.40K shares | 1/20/2023 | E · E | −44.00 | 7.50 | — | 0.00 |
| Put Option (obligation to buy) Direct | Class A Common Stock20.20K shares | 1/20/2023 | X · X | −202.00 | 12.50 | — | 0.00 |