SUSQUEHANNA SECURITIES, LLC reported 2 transactions at NUBURU, INC.
Review the transaction codes below to understand the nature of each event.
Class A Common Stock
Shares
−8.50K
Price / share
$7.50
Trade value
$63.75K
% of position
Class A Common Stock
Shares
−1.60K
Price / share
$10.00
Trade value
$16K
% of position
Net shares
−10.10K
Net value
-$79.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/16/2022 | X · X | −8.50K | $7.50 | $63.75K | 1.9% | 453.67K | 445.17K |
| Class A Common Stock Direct | 9/16/2022 | X · X | −1.60K | $10.00 | $16K | 0.4% | 445.17K | 443.57K |
| Total | −10.10K | -$79.75K | ||||||
Call Option (obligation to sell)
Class A Common Stock
8.50K shares
Shares
−85.00
Strike price
7.50
Held after
0.00
Exercisable
—
Put Option (obligation to buy)
Class A Common Stock
500.00 shares
Shares
−5.00
Strike price
10.00
Held after
0.00
Exercisable
—
Call Option (obligation to sell)
Class A Common Stock
1.60K shares
Shares
−16.00
Strike price
10.00
Held after
15.00
Exercisable
—
Call Option (obligation to sell)
Class A Common Stock
1.50K shares
Shares
−15.00
Strike price
10.00
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Call Option (obligation to sell) Direct | Class A Common Stock8.50K shares | 9/16/2022 | X · X | −85.00 | 7.50 | — | 0.00 |
| Put Option (obligation to buy) Direct | Class A Common Stock500.00 shares | 9/16/2022 | E · E | −5.00 | 10.00 | — | 0.00 |
| Call Option (obligation to sell) Direct | Class A Common Stock1.60K shares | 9/16/2022 | X · X | −16.00 | 10.00 | — | 15.00 |
| Call Option (obligation to sell) Direct | Class A Common Stock1.50K shares | 9/16/2022 | E · E | −15.00 | 10.00 | — | 0.00 |