SUSKIND DENNIS received a stock award from STEM HOLDINGS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 7 awards

SUSKIND DENNIS

Filed: 10/22/2021ACC: 0001493152-21-026036

InsiderSUSKIND DENNISCIK 1361519

→

IssuerSTEM HOLDINGS, INC.CIK 1697834

Director

Since Jan 2020

+950K

Net shares

Net buyer

$193.4K

Total acquired

Open market trades

0B · 0S

Total transactions

950K acquired

Non-Derivative Transactions7

Common Stock

Direct

A · Award

+75K

Price / share

$0.42

Trade value

$31.50K

% of position

New position

5/7/2019

0.00→75K

Common Stock

Direct

A · Award

+62.50K

Price / share

$0.44

Trade value

$27.50K

% of position

83.3%

12/31/2019

75K→137.50K

Common Stock

Direct

A · Award

+62.50K

Price / share

$0.40

Trade value

$25K

% of position

45.5%

3/31/2020

137.50K→200K

Common Stock

Direct

A · Award

+62.50K

Price / share

$0.42

Trade value

$26.25K

% of position

31.3%

6/30/2020

200K→262.50K

Common Stock

Direct

A · Award

+62.50K

Price / share

$0.43

Trade value

$26.88K

% of position

23.8%

9/30/2020

262.50K→325K

Common Stock

Direct

A · Award

+62.50K

Price / share

$0.45

Trade value

$28.13K

% of position

19.2%

12/30/2020

325K→387.50K

Common Stock

Direct

A · Award

+62.50K

Price / share

$0.45

Trade value

$28.13K

% of position

16.1%

3/31/2021

387.50K→450K

Total

Net shares

+450K

Net value

$193.38K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/7/2019	A · Award	+75K	$0.42	$31.50K	New position	0.00	75K
Common Stock Direct	12/31/2019	A · Award	+62.50K	$0.44	$27.50K	83.3%	75K	137.50K
Common Stock Direct	3/31/2020	A · Award	+62.50K	$0.40	$25K	45.5%	137.50K	200K
Common Stock Direct	6/30/2020	A · Award	+62.50K	$0.42	$26.25K	31.3%	200K	262.50K
Common Stock Direct	9/30/2020	A · Award	+62.50K	$0.43	$26.88K	23.8%	262.50K	325K
Common Stock Direct	12/30/2020	A · Award	+62.50K	$0.45	$28.13K	19.2%	325K	387.50K
Common Stock Direct	3/31/2021	A · Award	+62.50K	$0.45	$28.13K	16.1%	387.50K	450K
Total			+450K		$193.38K

Derivative Transactions2

Options

Direct

A · Award

Converts to

Common Stock

250K shares

+250K

Strike price

1.00

Held after

250K

Exercisable

—

1/14/2020

Options

Direct

A · Award

Converts to

Common Stock

250K shares

+250K

Strike price

0.40

Held after

250K

Exercisable

—

6/11/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options Direct	Common Stock250K shares	1/14/2020	A · Award	+250K	1.00	—	250K
Options Direct	Common Stock250K shares	6/11/2021	A · Award	+250K	0.40	—	250K