SUNBEAM MANAGEMENT, LLC enters OWC PHARMACEUTICAL RESEARCH CORP. with 500K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/11/2020ACC: 0001811451-20-000001
10% Owner
Since Mar 2020
500K
Baseline shares
100% direct
500K
Direct ownership
1 position
43.67K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned500K
Total
500K direct500K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 500K | Direct |
| Total | 500K | 500K direct |
Derivative Holdings1
Series B Convertible Preferred Stock
DirectUnderlying security
Sunbeam Management, LLC
Underlying shares
43.67K
Shares owned
N/A
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
43.67K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series B Convertible Preferred Stock Direct | Sunbeam Management, LLC | 0 | — | — | 43.67K | N/A |
| Total | 43.67K | 0.00 | ||||