SUN ALBERT (EVP, Chief Credit Officer) exercised options at CATHAY GENERAL BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/25/2026ACC: 0001437749-26-031259
Officer· EVP, Chief Credit Officer
Since Jan 2024
-457.00
Net shares
Net seller
$28.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.42K acquired · 1.87K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.42K
Price / share
—
Trade value
—
% of position
New position
9/25/2026
0.00→1.42K
Common Stock
Direct
Shares
−457.00
Price / share
$61.45
Trade value
$28.08K
% of position
32.3%
9/25/2026
1.42K→960.00
Total
Net shares
+960.00
Net value
-$28.08K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/25/2026 | M · Option Exercise | +1.42K | — | — | New position | 0.00 | 1.42K |
| Common Stock Direct | 9/25/2026 | F · Tax Withholding | −457.00 | $61.45 | $28.08K | 32.3% | 1.42K | 960.00 |
| Total | +960.00 | -$28.08K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.42K shares
Shares
−1.42K
Strike price
Held after
0.00
Exercisable
—
9/25/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.42K shares | 9/25/2026 | M · Option Exercise | −1.42K | — | 0.00 |