SUMMER WIND CAPITAL LLC

PrivateCIK: 1584744
Location

NEW YORK, NY

SUMMER WIND CAPITAL LLC made both purchases and sales at CARLYLE GAMING & ENTERTAINMENT, LTD.

Purchased 58.5% of their position (3M shares) and sold 19.6% of their position (1.79M shares) — review individual transaction dates and prices for directional context.

P · 3S · 4
10% Owner
Since Jun 2018
+1.21M
Net shares
Net buyer
$405.9K
Total sold
7
Open market trades
3B · 4S
7
Total transactions
3M acquired · 1.79M disposed
Non-Derivative Transactions7

COMMON STOCK

Direct
P · Purchase

Shares

+750K

Price / share

$0.25

Trade value

$187.50K

% of position

12.2%
11/23/2015
6.13M6.88M

COMMON STOCK

Direct
P · Purchase

Shares

400K

Price / share

$0.25

Trade value

$100K

% of position

5.8%
12/10/2015
6.88M6.48M

COMMON STOCK

Direct
P · Purchase

Shares

+750K

Price / share

$0.15

Trade value

$112.50K

% of position

11.6%
12/2/2016
6.48M7.23M

COMMON STOCK

Direct
P · Purchase

Shares

600K

Price / share

$0.15

Trade value

$90K

% of position

8.3%
12/8/2016
7.23M6.63M

COMMON STOCK

Direct
P · Purchase

Shares

+1.50M

Price / share

$0.32

Trade value

$480K

% of position

22.6%
1/5/2017
6.63M8.13M

COMMON STOCK

Direct
P · Purchase

Shares

500K

Price / share

$0.25

Trade value

$125K

% of position

6.2%
5/23/2017
8.13M7.63M

COMMON STOCK

Direct
P · Purchase

Shares

293.33K

Price / share

$0.31

Trade value

$90.93K

% of position

3.8%
12/27/2017
7.63M7.33M
Total

Net shares

+1.21M

Net value

$374.07K

Derivative Transactions0
No derivative transactions reported
SUMMER WIND CAPITAL LLC — Insider Transaction (Form 4) Filed Jun 18, 2018 | Finecho