SULLIVAN JOSEPH A

PrivateCIK: 1206673
Location

BALTIMORE, MD

InsiderSULLIVAN JOSEPH ACIK 1206673
IssuerLEGG MASON, INC.CIK 704051
DirectorOfficer· Chairman, President & CEO
Since Jul 2018
+33.61
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
33.61 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1

Phantom Stock Units

Direct
A · Award
Converts to

Common Stock

33.61 shares

Shares

+33.61

Strike price

Held after

4.01K

Exercisable

7/17/2020
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned6.66K

Common Stock

Direct
Shares owned702.65K
Total
702.65K direct·6.66K indirect709.31K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SULLIVAN JOSEPH A — Insider Transaction (Form 4) Filed Jul 21, 2020 | Finecho