SULLIVAN JOSEPH A

PrivateCIK: 1206673
Location

BALTIMORE, MD

InsiderSULLIVAN JOSEPH ACIK 1206673
IssuerLEGG MASON, INC.CIK 704051
DirectorOfficer· Chairman, President & CEO
Since Jul 2018
+33.53
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
33.53 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1

Phantom Stock Units

Direct
A · Award
Converts to

Common Stock

33.53 shares

Shares

+33.53

Strike price

Held after

3.98K

Exercisable

4/24/2020
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned6.62K

Common Stock

Direct
Shares owned550.60K
Total
550.60K direct·6.62K indirect557.22K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SULLIVAN JOSEPH A — Insider Transaction (Form 4) Filed Apr 28, 2020 | Finecho