SULLIVAN JOSEPH A (Chairman, President & CEO) received a stock award from LEGG MASON, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 4/15/2020ACC: 0000704051-20-000029
DirectorOfficer· Chairman, President & CEO
Since Jul 2018
+28.89K
Net shares
Net buyer
$1.31M
Total sold
0
Open market trades
0B · 0S
2
Total transactions
55.47K acquired · 26.59K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+55.47K
Price / share
—
Trade value
—
% of position
10.1%
4/13/2020
551.87K→607.35K
Common Stock
Direct
Shares
−26.59K
Price / share
$49.13
Trade value
$1.31M
% of position
4.4%
4/13/2020
607.35K→580.76K
Total
Net shares
+28.89K
Net value
-$1.31M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/13/2020 | A · Award | +55.47K | — | — | 10.1% | 551.87K | 607.35K |
| Common Stock Direct | 4/13/2020 | F · Tax Withholding | −26.59K | $49.13 | $1.31M | 4.4% | 607.35K | 580.76K |
| Total | +28.89K | -$1.31M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned6.62K
Total
6.62K indirect6.62K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.62K | Indirect |
| Total | 6.62K | 6.62K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported