SULLIVAN CRAIG F

PrivateCIK: 1127050

SULLIVAN CRAIG F exercised options at MONARCH CASINO & RESORT INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SULLIVAN CRAIG F

Filed: 2/27/2023ACC: 0000907242-23-000005

InsiderSULLIVAN CRAIG FCIK 1127050

→

IssuerMONARCH CASINO & RESORT INCCIK 907242

Director

Since Jun 2019

0.00

Net shares

Net seller

$253.8K

Total acquired

0

Open market trades

0B · 0S

4

Total transactions

12.20K acquired · 12.20K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+6.10K

Price / share

$19.76

Trade value

$120.54K

% of position

New position

2/22/2023

0.00→6.10K

Common Stock

Direct

M · Option Exercise

Shares

+6.10K

Price / share

$21.85

Trade value

$133.28K

% of position

100.0%

2/22/2023

6.10K→12.20K

Total

Net shares

+12.20K

Net value

$253.82K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/22/2023	M · Option Exercise	+6.10K	$19.76	$120.54K	New position	0.00	6.10K
Common Stock Direct	2/22/2023	M · Option Exercise	+6.10K	$21.85	$133.28K	100.0%	6.10K	12.20K
Total			+12.20K		$253.82K

Derivative Transactions2

Options / Right to Buy

Direct

M · Option Exercise

Converts to

Common Stock

6.10K shares

Shares

−6.10K

Strike price

21.85

Held after

42.70K

Exercisable

—

2/22/2023

Options / Right to Buy

Direct

M · Option Exercise

Converts to

Common Stock

6.10K shares

Shares

−6.10K

Strike price

19.76

Held after

36.60K

Exercisable

—

2/22/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options / Right to Buy Direct	Common Stock6.10K shares	2/22/2023	M · Option Exercise	−6.10K	21.85	—	42.70K
Options / Right to Buy Direct	Common Stock6.10K shares	2/22/2023	M · Option Exercise	−6.10K	19.76	—	36.60K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Options / Right to Buy

Direct

Underlying security

Common Stock

Underlying shares

6.10K

Shares owned

36.60K

Exercise price

44.6

Expiration

—

Exercise window

—

Options / Right to Buy

Direct

Underlying security

Common Stock

Underlying shares

6.10K

Shares owned

36.60K

Exercise price

31.23

Expiration

—

Exercise window

—

Options / Right to Buy

Direct

Underlying security

Common Stock

Underlying shares

6.10K

Shares owned

36.60K

Exercise price

58.67

Expiration

—

Exercise window

—

Options / Right to Buy

Direct

Underlying security

Common Stock

Underlying shares

6.10K

Shares owned

36.60K

Exercise price

43.09

Expiration

—

Exercise window

—

Options / Right to Buy

Direct

Underlying security

Common Stock

Underlying shares

6.10K

Shares owned

36.60K

Exercise price

44.55

Expiration

—

Exercise window

—

Options / Right to Buy

Direct

Underlying security

Common Stock

Underlying shares

6.10K

Shares owned

36.60K

Exercise price

66.17

Expiration

—

Exercise window

—

Total

Underlying

36.60K

Owned

219.60K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options / Right to Buy Direct	Common Stock	44.6	—	—	6.10K	36.60K
Options / Right to Buy Direct	Common Stock	31.23	—	—	6.10K	36.60K
Options / Right to Buy Direct	Common Stock	58.67	—	—	6.10K	36.60K
Options / Right to Buy Direct	Common Stock	43.09	—	—	6.10K	36.60K
Options / Right to Buy Direct	Common Stock	44.55	—	—	6.10K	36.60K
Options / Right to Buy Direct	Common Stock	66.17	—	—	6.10K	36.60K
Total					36.60K	219.60K

SULLIVAN CRAIG F — Insider Transaction (Form 4) Filed Feb 27, 2023 | Finecho