SULLIVAN AARON (Interim CFO, Controller & EVP) exercised options at LIVEONE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/12/2024ACC: 0001213900-24-052214
Officer· Interim CFO, Controller & EVP
Since Dec 2021
-27.40K
Net shares
Net seller
$46.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
75K acquired · 102.40K disposed
Non-Derivative Transactions2
Common Stock, $0.001 par value
Direct
Shares
+75K
Price / share
—
Trade value
—
% of position
99.5%
6/7/2024
75.36K→150.36K
Common Stock, $0.001 par value
Direct
Shares
−27.40K
Price / share
$1.70
Trade value
$46.61K
% of position
18.2%
6/7/2024
150.36K→122.96K
Total
Net shares
+47.60K
Net value
-$46.61K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value Direct | 6/7/2024 | M · Option Exercise | +75K | — | — | 99.5% | 75.36K | 150.36K |
| Common Stock, $0.001 par value Direct | 6/7/2024 | J · J | −27.40K | $1.70 | $46.61K | 18.2% | 150.36K | 122.96K |
| Total | +47.60K | -$46.61K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.001 par value
75K shares
Shares
−75K
Strike price
Held after
0.00
Exercisable
—
6/7/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.001 par value75K shares | 6/7/2024 | M · Option Exercise | −75K | — | 0.00 |