SULLIVAN AARON (Interim CFO, Controller & EVP) exercised options at LIVEONE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/18/2023ACC: 0001213900-23-069081
Officer· Interim CFO, Controller & EVP
Since Dec 2021
-2.71K
Net shares
Net seller
$4.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
6.25K acquired · 8.96K disposed
Non-Derivative Transactions2
Common Stock, $0.001 par value
Direct
Shares
+6.25K
Price / share
—
Trade value
—
% of position
8.7%
8/14/2023
71.81K→78.06K
Common Stock, $0.001 par value
Direct
Shares
−2.71K
Price / share
$1.81
Trade value
$4.90K
% of position
3.5%
8/14/2023
78.06K→75.36K
Total
Net shares
+3.54K
Net value
-$4.90K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value Direct | 8/14/2023 | M · Option Exercise | +6.25K | — | — | 8.7% | 71.81K | 78.06K |
| Common Stock, $0.001 par value Direct | 8/14/2023 | J · J | −2.71K | $1.81 | $4.90K | 3.5% | 78.06K | 75.36K |
| Total | +3.54K | -$4.90K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.001 par value
6.25K shares
Shares
−6.25K
Strike price
Held after
0.00
Exercisable
—
8/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.001 par value6.25K shares | 8/14/2023 | M · Option Exercise | −6.25K | — | 0.00 |