SULLIVAN AARON (Interim CFO, Controller & EVP) exercised options at LIVEONE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/6/2023ACC: 0001213900-23-017904
Officer· Interim CFO, Controller & EVP
Since Dec 2021
-2.63K
Net shares
Net seller
$2.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
6.25K acquired · 8.88K disposed
Non-Derivative Transactions2
Common Stock, $0.001 par value
Direct
Shares
+6.25K
Price / share
—
Trade value
—
% of position
9.2%
3/1/2023
68.19K→74.44K
Common Stock, $0.001 par value
Direct
Shares
−2.63K
Price / share
$1.09
Trade value
$2.87K
% of position
3.5%
3/1/2023
74.44K→71.81K
Total
Net shares
+3.62K
Net value
-$2.87K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value Direct | 3/1/2023 | M · Option Exercise | +6.25K | — | — | 9.2% | 68.19K | 74.44K |
| Common Stock, $0.001 par value Direct | 3/1/2023 | J · J | −2.63K | $1.09 | $2.87K | 3.5% | 74.44K | 71.81K |
| Total | +3.62K | -$2.87K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.001 par value
6.25K shares
Shares
−6.25K
Strike price
Held after
0.00
Exercisable
—
3/1/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.001 par value6.25K shares | 3/1/2023 | M · Option Exercise | −6.25K | — | 0.00 |