SULLIVAN AARON (Interim CFO, Controller & EVP) exercised options at LIVEONE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/5/2022ACC: 0001213900-22-077745
Officer· Interim CFO, Controller & EVP
Since Dec 2021
-2.35K
Net shares
Net seller
$1.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
6.25K acquired · 8.60K disposed
Non-Derivative Transactions2
Common Stock, $0.001 par value
Direct
Shares
+6.25K
Price / share
—
Trade value
—
% of position
9.7%
12/1/2022
64.29K→70.54K
Common Stock, $0.001 par value
Direct
Shares
−2.35K
Price / share
$0.65
Trade value
$1.52K
% of position
3.3%
12/1/2022
70.54K→68.19K
Total
Net shares
+3.90K
Net value
-$1.52K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value Direct | 12/1/2022 | M · Option Exercise | +6.25K | — | — | 9.7% | 64.29K | 70.54K |
| Common Stock, $0.001 par value Direct | 12/1/2022 | J · J | −2.35K | $0.65 | $1.52K | 3.3% | 70.54K | 68.19K |
| Total | +3.90K | -$1.52K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.001 par value
6.25K shares
Shares
−6.25K
Strike price
Held after
6.25K
Exercisable
—
12/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.001 par value6.25K shares | 12/1/2022 | M · Option Exercise | −6.25K | — | 6.25K |