SULLIVAN AARON (Interim CFO, Controller & EVP) exercised options at LIVEONE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/17/2022ACC: 0001213900-22-073600
Officer· Interim CFO, Controller & EVP
Since Dec 2021
-4.78K
Net shares
Net seller
$3.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
12.50K acquired · 17.28K disposed
Non-Derivative Transactions2
Common Stock, $0.001 par value
Direct
Shares
+12.50K
Price / share
—
Trade value
—
% of position
22.1%
11/15/2022
56.57K→69.07K
Common Stock, $0.001 par value
Direct
Shares
−4.78K
Price / share
$0.74
Trade value
$3.54K
% of position
6.9%
11/15/2022
69.07K→64.29K
Total
Net shares
+7.72K
Net value
-$3.54K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value Direct | 11/15/2022 | M · Option Exercise | +12.50K | — | — | 22.1% | 56.57K | 69.07K |
| Common Stock, $0.001 par value Direct | 11/15/2022 | J · J | −4.78K | $0.74 | $3.54K | 6.9% | 69.07K | 64.29K |
| Total | +7.72K | -$3.54K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.001 par value
12.50K shares
Shares
−12.50K
Strike price
Held after
0.00
Exercisable
—
11/15/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.001 par value12.50K shares | 11/15/2022 | M · Option Exercise | −12.50K | — | 0.00 |