SUGIYAMA GO (See Remarks) exercised options at NOMURA HOLDINGS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/28/2026ACC: 0001193125-26-183636
Officer· See Remarks
Since Mar 2026
-54.98K
Net shares
Net seller
$444.9K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
69.86K acquired · 124.84K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+42.06K
Price / share
—
Trade value
—
% of position
108.0%
4/24/2026
38.94K→81K
Common Stock
Direct
Shares
−42.06K
Price / share
$8.21
Trade value
$345.31K
% of position
51.9%
4/24/2026
81K→38.94K
Common Stock
Direct
Shares
+27.80K
Price / share
—
Trade value
—
% of position
71.4%
4/27/2026
38.94K→66.74K
Common Stock
Direct
Shares
−12.92K
Price / share
$7.71
Trade value
$99.63K
% of position
19.4%
4/27/2026
66.74K→53.81K
Total
Net shares
+14.88K
Net value
-$444.94K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/24/2026 | M · Option Exercise | +42.06K | — | — | 108.0% | 38.94K | 81K |
| Common Stock Direct | 4/24/2026 | D · Disposition | −42.06K | $8.21 | $345.31K | 51.9% | 81K | 38.94K |
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +27.80K | — | — | 71.4% | 38.94K | 66.74K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −12.92K | $7.71 | $99.63K | 19.4% | 66.74K | 53.81K |
| Total | +14.88K | -$444.94K | ||||||
Derivative Transactions2
Notional Stock Units
Direct
Converts to
Common stock
42.06K shares
Shares
−42.06K
Strike price
Held after
45.08K
Exercisable
—
4/24/2026
Restricted Stock Units
Direct
Converts to
Common stock
27.80K shares
Shares
−27.80K
Strike price
Held after
45.10K
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Notional Stock Units Direct | Common stock42.06K shares | 4/24/2026 | M · Option Exercise | −42.06K | — | 45.08K | |
| Restricted Stock Units Direct | Common stock27.80K shares | 4/27/2026 | M · Option Exercise | −27.80K | — | 45.10K |