SUGARMAN STEVEN (President) exercised options at PATRIOT NATIONAL BANCORP INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/2/2026ACC: 0001437749-26-031803
DirectorOfficer· President
Since Dec 2024
-583.61K
Net shares
Net seller
$583.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.15M acquired · 1.73M disposed
Non-Derivative Transactions2
Voting Common Stock
Direct
Shares
+1.15M
Price / share
—
Trade value
—
% of position
49.1%
10/1/2026
2.34M→3.49M
Voting Common Stock
Direct
Shares
−583.61K
Price / share
$1.00
Trade value
$583.61K
% of position
16.7%
10/1/2026
3.49M→2.90M
Total
Net shares
+563.42K
Net value
-$583.61K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock Direct | 10/1/2026 | M · Option Exercise | +1.15M | — | — | 49.1% | 2.34M | 3.49M |
| Voting Common Stock Direct | 10/1/2026 | F · Tax Withholding | −583.61K | $1.00 | $583.61K | 16.7% | 3.49M | 2.90M |
| Total | +563.42K | -$583.61K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Voting Common Stock
1.15M shares
Shares
−1.15M
Strike price
0
Held after
133.88K
Exercisable
—
10/1/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Voting Common Stock1.15M shares | 10/1/2026 | M · Option Exercise | −1.15M | 0 | — | 133.88K |
Non-Derivative Holdings (Post-Transaction)1
Voting Common Stock
IndirectShares owned9.02M
Total
9.02M indirect9.02M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Voting Common Stock | 9.02M | Indirect |
| Total | 9.02M | 9.02M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported