SUDBURY CAPITAL FUND, LP reported 1 transaction at RLJ ENTERTAINMENT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/1/2018ACC: 0001209191-18-056784
10% Owner
Since Oct 2018
-298.90K
Net shares
Net seller
$604.5K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
298.90K disposed
Non-Derivative Transactions1
Common Stock, par value $0.001 per share
Direct
Shares
−96.71K
Price / share
$6.25
Trade value
$604.46K
% of position
New position
10/31/2018
96.71K→0.00
Total
Net shares
−96.71K
Net value
-$604.46K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share Direct | 10/31/2018 | D · Disposition | −96.71K | $6.25 | $604.46K | New position | 96.71K | 0.00 |
| Total | −96.71K | -$604.46K | ||||||
Derivative Transactions3
Warrants
Direct
Converts to
Common Stock, par value $0.001 per share
200K shares
Shares
−200K
Strike price
1.50
Held after
0.00
Exercisable
—
10/31/2018
Series C-2 Convertible Preferred Stock
Direct
Converts to
Common Stock, par value $0.001 per share
2K shares
Shares
−2K
Strike price
3.00
Held after
0.00
Exercisable
—
10/31/2018
Series D-1 Convertible Preferred Stock
Direct
Converts to
Common Stock, par value $0.001 per share
183.51 shares
Shares
−183.51
Strike price
3.00
Held after
0.00
Exercisable
—
10/31/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock, par value $0.001 per share200K shares | 10/31/2018 | S · Sale | −200K | 1.50 | — | 0.00 |
| Series C-2 Convertible Preferred Stock Direct | Common Stock, par value $0.001 per share2K shares | 10/31/2018 | J · J | −2K | 3.00 | — | 0.00 |
| Series D-1 Convertible Preferred Stock Direct | Common Stock, par value $0.001 per share183.51 shares | 10/31/2018 | J · J | −183.51 | 3.00 | — | 0.00 |