SUBIN NEIL S

PrivateCIK: 1201333

Location

STUART, FL

SUBIN NEIL S enters ADVANZEON SOLUTIONS, INC. with 13.53M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

SUBIN NEIL S

Filed: 6/29/2020ACC: 0001213900-20-016147

InsiderSUBIN NEIL SCIK 1201333

→

IssuerADVANZEON SOLUTIONS, INC.CIK 22872

10% Owner

Since May 2020

13.53M

Baseline shares

0.00

Direct ownership

0 positions

4.75M

Derivative underlying

6 instruments

6

Security positions

13.53M indirect

Non-Derivative Holdings6

Common Stock, par value $0.01 per share

Indirect

Shares owned4.53M

Common Stock, par value $0.01 per share

Indirect

Shares owned418.10K

Common Stock, par value $0.01 per share

Indirect

Shares owned4.53M

Common Stock, par value $0.01 per share

Indirect

Shares owned289.34K

Common Stock, par value $0.01 per share

Indirect

Shares owned656.81K

Common Stock, par value $0.01 per share

Indirect

Shares owned3.12M

Total

13.53M indirect13.53M

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.01 per share	4.53M	Indirect
Common Stock, par value $0.01 per share	418.10K	Indirect
Common Stock, par value $0.01 per share	4.53M	Indirect
Common Stock, par value $0.01 per share	289.34K	Indirect
Common Stock, par value $0.01 per share	656.81K	Indirect
Common Stock, par value $0.01 per share	3.12M	Indirect
Total	13.53M	13.53M indirect

Derivative Holdings6

Warrant to Purchase Shares of Common Stock

Indirect

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

1.59M

Shares owned

N/A

Exercise price

0.25

Expiration

—

Exercise window

—

Warrant to Purchase Shares of Common Stock

Indirect

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

146.81K

Shares owned

N/A

Exercise price

0.25

Expiration

—

Exercise window

—

Warrant to Purchase Shares of Common Stock

Indirect

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

101.60K

Shares owned

N/A

Exercise price

0.25

Expiration

—

Exercise window

—

Warrant to Purchase Shares of Common Stock

Indirect

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

1.10M

Shares owned

N/A

Exercise price

0.25

Expiration

—

Exercise window

—

Warrant to Purchase Shares of Common Stock

Indirect

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

1.59M

Shares owned

N/A

Exercise price

0.25

Expiration

—

Exercise window

—

Warrant to Purchase Shares of Common Stock

Indirect

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

230.63K

Shares owned

N/A

Exercise price

0.25

Expiration

—

Exercise window

—

Total

Underlying

4.75M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant to Purchase Shares of Common Stock Indirect	Common Stock, par value $0.01 per share	0.25	—	—	1.59M	N/A
Warrant to Purchase Shares of Common Stock Indirect	Common Stock, par value $0.01 per share	0.25	—	—	146.81K	N/A
Warrant to Purchase Shares of Common Stock Indirect	Common Stock, par value $0.01 per share	0.25	—	—	101.60K	N/A
Warrant to Purchase Shares of Common Stock Indirect	Common Stock, par value $0.01 per share	0.25	—	—	1.10M	N/A
Warrant to Purchase Shares of Common Stock Indirect	Common Stock, par value $0.01 per share	0.25	—	—	1.59M	N/A
Warrant to Purchase Shares of Common Stock Indirect	Common Stock, par value $0.01 per share	0.25	—	—	230.63K	N/A
Total					4.75M	0.00

SUBIN NEIL S — Initial Ownership Disclosure (Form 3) Filed Jun 29, 2020 | Finecho