STURGELL ROBERT A (Sr. VP, Washington Operations) reported 2 transactions at ROCKWELL COLLINS INC
Review the transaction codes below to understand the nature of each event.
Filed: 11/28/2018ACC: 0001137411-18-000121
Officer· Sr. VP, Washington Operations
Since Oct 2018
-25.49K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
25.49K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−9.79K
Price / share
—
Trade value
—
% of position
New position
11/26/2018
9.79K→0.00
Common Stock
Indirect
Shares
−4.29K
Price / share
—
Trade value
—
% of position
New position
11/26/2018
4.29K→0.00
Total
Net shares
−14.07K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/26/2018 | D · Disposition | −9.79K | — | — | New position | 9.79K | 0.00 |
| Common Stock Indirect | 11/26/2018 | D · Disposition | −4.29K | — | — | New position | 4.29K | 0.00 |
| Total | −14.07K | $0.00 | ||||||
Derivative Transactions3
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3.80K shares
Shares
−3.80K
Strike price
86.75
Held after
0.00
Exercisable
—
11/26/2018
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
5.90K shares
Shares
−5.90K
Strike price
88.71
Held after
0.00
Exercisable
—
11/26/2018
Phantom Stock
Indirect
Converts to
Common Stock
1.71K shares
Shares
−1.71K
Strike price
Held after
0.00
Exercisable
—
11/26/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock3.80K shares | 11/26/2018 | M · Option Exercise | −3.80K | 86.75 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock5.90K shares | 11/26/2018 | M · Option Exercise | −5.90K | 88.71 | — | 0.00 |
| Phantom Stock Indirect | Common Stock1.71K shares | 11/26/2018 | M · Option Exercise | −1.71K | — | 0.00 |